DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

METIS WEALTH MANAGEMENT, LLC

CRD 174406

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b03c04f1-8702-bcde-2b62-324742f37dd7

Data as of Aug 25, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2015 to Aug 25, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.4MItem 5.F on the latest filing (2016-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Accounts: 48
SEC number: 801-80831
CRD: 174406
Filings on the tape: 6
First filed: Jan 2, 2015
Latest filed: Aug 25, 2016
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WAMBOLT, GREGORY, ALAN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	12/2014	Jan 2, 2015	Aug 25, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WAMBOLT & ASSOCIATES, LLC	n/a	Former SEC adviser	$587M	Y	yes	n/a
CENTRIC INVESTMENT GROUP INC	n/a	Former SEC adviser	$13.1M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 19, 2016	$5.4M	$5.4M	7	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$5.4M	n/a	n/a	n/a	n/a	7	n/a	n/a	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CENTRIC INVESTMENT GROUP INC	2	Dec 18, 2019	Aug 26, 2016	LITTLETON, CO	Team lift out	Other	50.0%

Relationships

Affiliated with (2)

→ CENTRIC INVESTMENT GROUP INCRegistered adviserother investment adviser, common control
factForm ADV
→ WAMBOLT & ASSOCIATES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (1)

← WAMBOLT, GREGORY, ALANOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 2, 2015 to presentfactForm ADV

Registered with (2)

← GREGORY ALAN WAMBOLTAdvisorregistration: previous registration
Aug 26, 2016 to Dec 14, 2016factForm ADV
← CYNTHIA DIANE ALVAREZAdvisorregistration: previous registration
Aug 26, 2016 to Dec 14, 2016factForm ADV

Moved with (1)

← CENTRIC INVESTMENT GROUP INCRegistered adviser2 advisors, team lift out, same day
Dec 18, 2019 to Aug 26, 2016factForm ADV

Dated events

Occurred
Jan 2, 2015
First Form ADV filing
Metis Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b03c04f1-8702-bcde-2b62-324742f37dd7
First observed: Jan 2, 2015
Last observed: Aug 25, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

METIS WEALTH MANAGEMENT, LLC

CRD 174406

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b03c04f1-8702-bcde-2b62-324742f37dd7

Data as of Aug 25, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WAMBOLT, GREGORY, ALAN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

12/2014

Jan 2, 2015

Aug 25, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WAMBOLT & ASSOCIATES, LLC

n/a

Former SEC adviser

$587M

yes

n/a

CENTRIC INVESTMENT GROUP INC

n/a

Former SEC adviser

$13.1M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 19, 2016

$5.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$5.4M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CENTRIC INVESTMENT GROUP INC

Dec 18, 2019

Aug 26, 2016

LITTLETON, CO

Team lift out

Other

50.0%