This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 14, 2015

First registration

Oct 15, 2015

Dual registered

yes, broker-dealer

Other names

THOMAS AVANZATO|THOMAS AVANZATO|Thomas Avanzato|Tom Avanzato

IAPD individual key

6514248

• Occurred

  Jul 25, 2023
  Advisor changed firm

  Thomas Avanzato left Northwestern Mutual Investment Services,Llc for J.P. Morgan Securities Llc (registered 2023-10-06)

  Form ADVobserved 6 days ago
• Occurred

  Jan 18, 2023
  Advisor changed firm

  Thomas Avanzato left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Northwestern Mutual Investment Services,Llc (registered 2023-03-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b03ccdef-452c-5f34-7de6-f495fa41b86f

First observed

Oct 15, 2015

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.