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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)36 years in industry

James Apostolico

Advisor at INTEGRITY ALLIANCE, LLC

AUSTIN, TX | URBANDALE, IA | Mountain Lakes, NJ

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Search this name across graphsid dfx:ria:b03fa5ff-692a-0742-5781-55eda6c55825

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
First registration: Nov 22, 2005
Dual registered: yes, broker-dealer
Other names: JIM APOSTOLICO
IAPD individual key: 1653591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 3, 2025	n/a	yes	AUSTIN, TX\|URBANDALE, IA\|Mountain Lakes, NJ	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Apr 22, 2021	Nov 3, 2025	no	MOUNTAIN LAKES, NJ\|AUSTIN, TX	Previous registration
TLG ADVISORS, INC.	Bd affiliated wealth	May 9, 2018	Oct 28, 2019	no	Mountain Lakes, NJ\|SUMMIT, NJ	Previous registration
TLG ADVISORS, INC.	Bd affiliated wealth	Oct 6, 2017	Dec 31, 2017	no	MOUNTAIN LAKES, NJ\|SUMMIT, NJ	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 22, 2005	Mar 31, 2011	no	ROSELAND, NJ\|MOUNTAIN LAKES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
TLG ADVISORS, INC.	LION STREET ADVISORS, LLC	Oct 28, 2019	Apr 22, 2021	542	Firm change after gap	Ibd to ibd
NFP ADVISOR SERVICES, LLC	TLG ADVISORS, INC.	Mar 31, 2011	Oct 6, 2017	2,381	Firm change after gap	Other

Relationships

Registered with (4)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 22, 2021 to Nov 3, 2025factForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
May 9, 2018 to Oct 28, 2019factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 22, 2005 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.