DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

ALICIA MARIA GUAGLIARDO

Advisor at MORGAN STANLEY

Seattle, WA | Covington, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b040b0ee-7e9b-43ff-cdb0-9ad6a2b22ab2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Jun 27, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Alicia Maria Guagliardo

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 24, 1995
First registration: Jun 27, 2000
Dual registered: yes, broker-dealer
Other names: ALICIA MARIA SEIWERT|ALICIA GUAGLIARDO|ALICIA MARTINEZ
IAPD individual key: 2091180

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 28, 2015	n/a	yes	Seattle, WA\|Covington, WA	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Nov 7, 2014	Dec 8, 2014	no	Seattle, WA	Previous registration
MCADAMS WRIGHT RAGEN, INC.	Former SEC adviser	Aug 22, 2012	Nov 7, 2014	no	SEATTLE, WA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jun 19, 2008	Aug 17, 2012	no	SEATTLE, WA\|SEATTLE, WA	Previous registration
ACCESSOR CAPITAL MANAGEMENT LP	n/a	May 22, 2007	Jul 3, 2008	no	SEATTLE, WA	Previous registration
INTRUST BROKERAGE INC.	n/a	Aug 23, 2004	Jun 21, 2006	no	WICHITA, KS\|WICHITA, KS	Previous registration
INTRUST FINANCIAL SERVICES, INC.	n/a	Jun 27, 2000	Mar 27, 2006	no	WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	MORGAN STANLEY	Dec 8, 2014	Aug 28, 2015	263	Firm change	Other
MCADAMS WRIGHT RAGEN, INC.	ROBERT W. BAIRD & CO. INCORPORATED	Nov 7, 2014	Nov 7, 2014	0	Bulk transfer	Other
B. RILEY WEALTH ADVISORS, INC.	MCADAMS WRIGHT RAGEN, INC.	Aug 17, 2012	Aug 22, 2012	5	Firm change	Other
ACCESSOR CAPITAL MANAGEMENT LP	B. RILEY WEALTH ADVISORS, INC.	Jul 3, 2008	Jun 19, 2008	-14	Firm change	Other
INTRUST BROKERAGE INC.	ACCESSOR CAPITAL MANAGEMENT LP	Jun 21, 2006	May 22, 2007	335	Firm change	Other
INTRUST FINANCIAL SERVICES, INC.	INTRUST BROKERAGE INC.	Mar 27, 2006	Aug 23, 2004	-581	Firm change after gap	Other

Relationships

Registered with (7)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 28, 2015 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Nov 7, 2014 to Dec 8, 2014factForm ADV
→ MCADAMS WRIGHT RAGEN, INC.Registered adviserregistration: previous registration
Aug 22, 2012 to Nov 7, 2014factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 19, 2008 to Aug 17, 2012factForm ADV
→ ACCESSOR CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
May 22, 2007 to Jul 3, 2008factForm ADV
→ INTRUST BROKERAGE INC.Registered adviserregistration: previous registration
Aug 23, 2004 to Jun 21, 2006factForm ADV
→ INTRUST FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 27, 2000 to Mar 27, 2006factForm ADV

Dated events

No dated event names this entity yet.