DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alicia Maria Guagliardo
Feed of 09/14/2026
Also filed as Alicia Maria Seiwert
At current firm
11 y
since Aug 28, 2015
In the industry
31 y
since Aug 24, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Aug 28, 2015 · Seattle, Wa
- Robert W. Baird & Co. Incorporated mixed wealthNov 7, 2014 to Dec 8, 2014 · Seattle, Wa
- Mcadams Wright Ragen, Inc. formerAug 22, 2012 to Nov 7, 2014 · Seattle, Wa
- B. Riley Wealth Advisors, Inc. BD affiliatedJun 19, 2008 to Aug 17, 2012 · Seattle, Wa
- Accessor Capital Management LP unclassifiedMay 22, 2007 to Jul 3, 2008 · Seattle, Wa
- Intrust Brokerage Inc. unclassifiedAug 23, 2004 to Jun 21, 2006 · Wichita, Ks
- Intrust Financial Services, Inc. unclassifiedJun 27, 2000 to Mar 27, 2006 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- Robert W. Baird & Co. Incorporated to Morgan Stanleyleft Dec 8, 2014, registered Aug 28, 2015 (263 days) · Other
- Mcadams Wright Ragen, Inc. to Robert W. Baird & Co. Incorporatedleft Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
- B. Riley Wealth Advisors, Inc. to Mcadams Wright Ragen, Inc.left Aug 17, 2012, registered Aug 22, 2012 (5 days) · Other
- Accessor Capital Management LP to B. Riley Wealth Advisors, Inc.left Jul 3, 2008, registered Jun 19, 2008 (-14 days) · Other
- Intrust Brokerage Inc. to Accessor Capital Management LPleft Jun 21, 2006, registered May 22, 2007 (335 days) · Other
- Intrust Financial Services, Inc. to Intrust Brokerage Inc.left Mar 27, 2006, registered Aug 23, 2004 (-581 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address