DFX Intelligence

K•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K•••••• K•••••••

Advisor at R••• F•••••••• P•••••••

Knoxville, TN | AUSTIN, TX

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Search this name across graphsid dfx:ria:b04633a4-3f5d-efb5-381b-f0c250e7d32a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• F•••••••• P•••••••	I•••••••••_WEALTH	May 8, 2024	n/a	yes	Knoxville, TN\|AUSTIN, TX	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 10, 2022	Apr 2, 2024	no	Sherwood, OR\|Knoxville, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	R••• F•••••••• P•••••••	Apr 2, 2024	May 8, 2024	36	Firm change	RIA to RIA
R•••• F•••••••• G••••• L••	I••••••••• A•••••• A•••••••• L••	Mar 8, 2022	Mar 10, 2022

Relationships

Registered with (3)

→ R••• F•••••••• P•••••••Registered adviserregistration: current employment
May 8, 2024 to presentfactForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2022 to Apr 2, 2024factForm ADV
→ R•••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 21, 2021 to Mar 8, 2022factForm ADV

Dated events

Occurred
Apr 2, 2024
A•••••• firm change
K•••••• K••••••• left I••••••••• A•••••• A•••••••• L•• for R••• F•••••••• P••••••• (registered 2024-05-08)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2022
A•••••• firm change
K•••••• K••••••• left R•••• F•••••••• G••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b04633a4-3f5d-efb5-381b-f0c250e7d32a
First observed: Sep 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.