RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K•••••••
- R••• F•••••••• P••••••• i••••••••• wealth currentsince May 8, 2024 · Knoxville, Tn
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealthMar 10, 2022 to Apr 2, 2024 · Sherwood, Or
- R•••• F•••••••• G••••• L•• i••••••••• wealthSep 21, 2021 to Mar 8, 2022 · Tigard, Or
- I••••••••• A•••••• A•••••••• L•• to R••• F•••••••• P•••••••left Apr 2, 2024, registered May 8, 2024 (36 days) · RIA to RIA
- R•••• F•••••••• G••••• L•• to I••••••••• A•••••• A•••••••• L••left Mar 8, 2022, registered Mar 10, 2022 (2 days) · RIA to RIA
- K•••••• K••••••• left I••••••••• A•••••• A•••••••• L•• for R••• F•••••••• P••••••• (registered 2024-05-08)Apr 2, 2024 · a•••••• firm change · fact
- K•••••• K••••••• left R•••• F•••••••• G••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-03-10)Mar 8, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address