DFX Intelligence

L•••• • A•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L•••• • A•••••••••

L•••• • A••••••••• INC, CRD 108326

NEWBURGH, IN

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Search this name across graphsid dfx:ria:b046e773-5fed-7c22-2880-25db196c84a6

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 1
Observed: Mar 12, 2012 to Feb 19, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

L•••• • A•••••••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $831M••• Locked
Discretionary RAUM: $767M
Private client RAUM: $794Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $119Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• T••••• L••••	Certified Financial Planner\|Chartered Financial Consultant	NEWBURGH, IN	27	30	n/a	no
K•••••• P•••••	n/a	NEWBURGH, IN	27	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••• J••••• D•••••	SENIOR VICE PRESIDENT	C	yes	12/2013	Mar 12, 2012	Mar 6, 2024
L••••• R•••• T•••••	President	C	yes	12/2013	Mar 12, 2012	Mar 6, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$831M	$742M	12.1%	$617M	10.4%	7	8	0	0

Relationships

Registered with (7)

← E••• J•••• L••••Advisorregistration: current employment
Aug 29, 2023 to presentfactForm ADV
← J••••• O• B••••Advisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV
← J•••• D••••• L••••Advisorregistration: current employment
Jun 7, 2019 to presentfactForm ADV
← M•••••• W••••• H••••••

Dated events

Occurred
Mar 15, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b046e773-5fed-7c22-2880-25db196c84a6
First observed: Mar 12, 2012
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.