DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lynch & Associates
Legal name Lynch & Associates Inc
Latest filing Feb 19, 2026
First filing on the tape Mar 12, 2012 · 19 filings
SEC status approved since Dec 5, 1994
RAUM
$831M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
96%
$794M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$831M as of Feb 19, 2026
Mar 12, 2012$208M then
HNW client RAUM$601M as of Feb 19, 2026
Mar 31, 2018$363M then
State-registered IARs (5.B.3)0 as of Feb 19, 2026
Mar 12, 20120 then
Employees (5.A)7 as of Feb 19, 2026
Mar 11, 20139 then
Private funds: no history
RAUM +12% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $437,436derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$601M72%
- Individuals$193M23%
- Corporations and businesses$21.7M2.6%
- Charitable organizations$7.8M0.9%
- Pension and profit-sharing plans$7.2M0.9%
- Individual clients
- 517reported
- HNW clients
- 164reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,900reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Parker | Newburgh, In | Dec 1, 1998 | 29 y | 0 |
| Thomas Patrick Lynch | Newburgh, In | Dec 1, 1998 | 42 y | 0 |
| Ryan Thomas LynchCertified Financial Planner, Chartered Financial Consultant | Newburgh, In | Dec 1, 1998 | 30 y | 0 |
| Matthew Warren Hampton | Newburgh, In | Jan 25, 2017 | 17 y | 0 |
| James Daniel LynchChartered Financial Consultant | Newburgh, In | Jun 7, 2019 | 23 y | 0 |
| Joseph O Berry | Newburgh, In | Oct 27, 2021 | 15 y | 0 |
| Evan James Lynch | Newburgh, In | Aug 29, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel James Lynch · Senior Vice Presidentcontrolsince 12/2013 · owns 25% to 50%
- Thomas Ryan Lynch · Presidentcontrolsince 12/2013 · owns 25% to 50%
- L Julia Ray · Ownercontrolsince 12/2021 · owns 25% to 50%
- Lee Jennifer Farless · Vice President/Chief Compliance Officersince 12/2013 · owns less than 5%
- Warren Matthew Hampton · Vice Presidentsince 12/2021 · owns less than 5%
- Patrick Thomas Lynch · Chairmansince 11/1994 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newburgh, In · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,870 to 1,900Mar 11, 2025 to Feb 19, 2026
- Advisory employees · 7 to 6Mar 11, 2025 to Feb 19, 2026
- Corporate clients · 16 to 15Mar 11, 2025 to Feb 19, 2026
- HNW clients · 150 to 164Mar 11, 2025 to Feb 19, 2026
- Individual clients · 524 to 517Mar 11, 2025 to Feb 19, 2026
- Assets in custody · $98.5M to $114MMar 11, 2025 to Feb 19, 2026
- Employees · 8 to 7Mar 11, 2025 to Feb 19, 2026
- Discretionary RAUM · $665M to $767MMar 11, 2025 to Feb 19, 2026
- HNW RAUM · $522M to $601MMar 11, 2025 to Feb 19, 2026
- Individual RAUM · $187M to $193MMar 11, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $76.1M to $63.7MMar 11, 2025 to Feb 19, 2026
- Pension RAUM · $6.5M to $7.2MMar 11, 2025 to Feb 19, 2026
- RAUM · $742M to $831MMar 11, 2025 to Feb 19, 2026
- Accounts · 1,779 to 1,870Jan 28, 2025 to Mar 11, 2025
- Charity clients · 6.0 to unsetJan 28, 2025 to Mar 11, 2025
- Corporate clients · 25 to 16Jan 28, 2025 to Mar 11, 2025
- HNW clients · 107 to 150Jan 28, 2025 to Mar 11, 2025
- Individual clients · 494 to 524Jan 28, 2025 to Mar 11, 2025
- Assets in custody · $181M to $98.5MJan 28, 2025 to Mar 11, 2025
- Employees · 7 to 8Jan 28, 2025 to Mar 11, 2025
- Financial planning clients · unset to Jan 28, 2025 to Mar 11, 2025
- Discretionary RAUM · $581M to $665MJan 28, 2025 to Mar 11, 2025
- HNW RAUM · $449M to $522MJan 28, 2025 to Mar 11, 2025
- Individual RAUM · $165M to $187MJan 28, 2025 to Mar 11, 2025
- Non-discretionary RAUM · $74.5M to $76.1MJan 28, 2025 to Mar 11, 2025
- Pension RAUM · $5.4M to $6.5MJan 28, 2025 to Mar 11, 2025
- RAUM · $656M to $742MJan 28, 2025 to Mar 11, 2025
- Accounts · 1,770 to 1,779Mar 3, 2023 to Mar 6, 2024
- Advisory employees · 6 to 7Mar 3, 2023 to Mar 6, 2024
- Charity clients · unset to 6.0Mar 3, 2023 to Mar 6, 2024
- Corporate clients · 23 to 25Mar 3, 2023 to Mar 6, 2024
- HNW clients · 118 to 107Mar 3, 2023 to Mar 6, 2024
- Individual clients · 484 to 494Mar 3, 2023 to Mar 6, 2024
- Assets in custody · $218M to $181MMar 3, 2023 to Mar 6, 2024
- Custody of client assets · true to falseMar 3, 2023 to Mar 6, 2024
- Employees · 6 to 7Mar 3, 2023 to Mar 6, 2024
- Discretionary RAUM · $531M to $581MMar 3, 2023 to Mar 6, 2024
- HNW RAUM · $378M to $449MMar 3, 2023 to Mar 6, 2024
- Individual RAUM · $197M to $165MMar 3, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $86.4M to $74.5MMar 3, 2023 to Mar 6, 2024
Signals
1 dated events
- L Julia Ray (Owner) appeared on Schedule A of Lynch & AssociatesMar 15, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Lynch & Associates/in · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@lnaonline.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 812-853-0798reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 812-853-0878reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- LNAONLINE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 812-853-0878reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026