DFX Intelligence

D••••• M••••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• M••••••••• W•••

Advisor at V••••••••• A••••••• S•••••••

WOODBURY, NY | Honolulu, HI

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Search this name across graphsid dfx:ria:b04b13f3-775f-442c-aeb8-3a30df56a333

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Jul 14, 2020	n/a	yes	Honolulu, HI\|WOODBURY, NY	Current employment
B••••• A•••••••	Former SEC adviser	Aug 30, 2018	Jul 14, 2020	no	KAILUA, HI\|KANEOHE, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	V••••••••• A••••••• S•••••••	Jul 14, 2020	Jul 14, 2020	0	Firm change	RIA to ibd
E••••• J••••	B••••• A•••••••	Aug 3, 2018	Aug 30, 2018

Relationships

Registered with (3)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Jul 14, 2020 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2018 to Jul 14, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 15, 2015 to Aug 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b04b13f3-775f-442c-aeb8-3a30df56a333
First observed: May 15, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.