G••• L•• P•••••

Advisor at L•• F•••••••• L••

MARYVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b04bd570-4a5c-1e6c-5125-f66f92f144ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 21, 2025	n/a	yes	MARYVILLE, TN	Current employment
F•••• T•••••••• A••••••• S•••••••• I•••	Former SEC adviser	Sep 1, 2009	Oct 10, 2013	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	F•••• T•••••••• A••••••• S•••••••• I•••	Aug 21, 2025	Sep 1, 2009	-5,833	Firm change after gap	Other
F•••• T•••••••• A••••••• S•••••••• I•••	L•• F•••••••• L••	Oct 10, 2013	Aug 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
17117:143830:TN:2025-08-21	Aug 21, 2025	Sep 1, 2009	MARYVILLE, TN	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 12, 2004 to Aug 21, 2025factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2009 to Oct 10, 2013factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b04bd570-4a5c-1e6c-5125-f66f92f144ba
First observed: Mar 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.