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Advisor at CARDINAL POINT WEALTH MANAGEMENT
TORONTO, ON | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARDINAL POINT WEALTH MANAGEMENT | Independent wealth | Mar 11, 2020 | n/a | yes | TORONTO, ON|Scottsdale, AZ | Current employment |
| CARDINAL POINT WEALTH MANAGEMENT | Former SEC adviser | Dec 23, 2021 | Oct 12, 2022 | no | Phoenix, AZ|IRVINE, CA | Previous registration |
| CARDINAL POINT WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 11, 2020 | Nov 1, 2021 | no | IRVINE, CA|Phoenix, AZ | Previous registration |
| Keatsconnelly | Former SEC adviser | Jan 3, 2017 | Jan 31, 2020 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARDINAL POINT WEALTH MANAGEMENT | n/a | Oct 12, 2022 | n/a | n/a | Departure no registered destination | Departure |
| CARDINAL POINT WEALTH MANAGEMENT, LLC | CARDINAL POINT WEALTH MANAGEMENT | Nov 1, 2021 | Mar 11, 2020 | -600 | Channel change | RIA to RIA |
| Keatsconnelly | CARDINAL POINT WEALTH MANAGEMENT, LLC | Jan 31, 2020 | Mar 11, 2020 | 40 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151579:140619:CA:2021-11-01 | Nov 1, 2021 | Mar 11, 2020 | IRVINE, CA | Firm change after gap |
| 148884:151579:AZ:2020-01-31 | Jan 31, 2020 | Mar 11, 2020 | PHOENIX, AZ | Firm change |