DFX Intelligence

C••••••• P•••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

C••••••• P•••• W••••• M•••••••••

C••••••• P•••• CAPITAL MANAGEMENT, ULC, CRD 140619

TORONTO, ON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 17
On other graphs: 0
Observed: Dec 6, 2011 to Apr 21, 2026
105 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $4.8B••• Locked
Discretionary RAUM: $4.8B
Private client RAUM: $4.2Bderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• C••••• M•••••	Certified Financial Planner	TORONTO, ON	13	24	4	no
M•••••• J• C•••••••	Certified Financial Planner\|Chartered Financial Analyst	TORONTO, ON \| Carlsbad, CA	8	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• C••••• W••••• M•••••••••	SHAREHOLDER, VOTING	E	yes	06/2024	Apr 21, 2026	Apr 21, 2026
G•• P•••••• C•••••• U••	SHAREHOLDER, NON-VOTING SHARES	E	yes	06/2024	Apr 21, 2026	Apr 21, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• C•••••• M••••••••• L••	n/a	Independent wealth	$49B	N	yes	n/a
O••••• C••••• A•••••••• L••	n/a	Asset manager	$538M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
S••••SDALE	Az	United States	5	no
CALGARY, AB	n/a	Canada	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.8B	$2.2B	114.0%	$1.2B	57.9%	56	43	3	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••• P•••• W••••• M••••••••• L••	2	Nov 1, 2021	Mar 11, 2020	PHOENIX, AZ	Channel change	RIA to RIA	25.0%
C••••••• P•••• W••••• M••••••••• L••	5	Nov 1, 2021

Relationships

Affiliated with (7)

← S•• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S•• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ O••••• C••••• A•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← O••••• C••••• A•••••••• L••Registered adviser

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
21 Apr 2026
Ria majority owner change3 events
C••••••• P•••• W••••• M•••••••••: ria majority owner change, 3 events, on 21 Apr 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
21 Apr 2026
Ria principal change
••• Locked
Form ADV
Occurred
21 Apr 2026
Ria office opened
••• Locked
Form ADV
Occurred
21 Apr 2026
Ria indirect owner change3 events
C••••••• P•••• W••••• M•••••••••: ria indirect owner change, 3 events, on 21 Apr 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
16 Sep 2025
Regulatory AUM changed
••• Locked
Form ADV
$1.7B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 6, 2011
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 21 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• F•• U••••••• H•••••••• L•••	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 25, 2023	Nov 4, 2024
F•••• C••••• I••••••••• C••••	MEMBER (MANAGER)	E	yes	08/2021	Nov 23, 2021	Nov 4, 2024
F•••• F•••••••• P••••••• I•••	MANAGING MEMBER	E	yes	07/2018	Nov 23, 2021	Nov 4, 2024
F•••• F•••••••• P•••••••• L••	Member	E	yes	01/2007	Nov 23, 2021	Nov 4, 2024
F•••• O••••••••• L••	MEMBER (MANAGER)	E	yes	04/2015	Nov 23, 2021	Nov 4, 2024
R••••••••• K••••••••• A•••••• D•••••	Director	Na	yes	11/2021	Nov 23, 2021	Nov 4, 2024
S••••••• J••••• A•••••	Chairman	Na	yes	10/2019	May 24, 2013	Nov 4, 2024
C•••••••• M••••••• J•	CHIEF INVESTMENT OFFICER	Na	no	01/2019	Apr 21, 2026	Apr 21, 2026
Z•••••• D•••••• M••••••	CHIEF COMPLIANCE OFFICER CHIEF FINANCIAL OFFICER	Na	no	05/2020	Apr 21, 2026	Apr 21, 2026
R••••••• T••••• F••••	Director	Na	no	04/2014	Apr 17, 2014	Nov 4, 2024
T•••••• S••••• A••	CHIEF OPERATIONS OFFICER	Na	no	01/2021	Mar 12, 2021	Nov 4, 2024

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Nov 25, 2015	$126M	$123M	8	5	n/a	n/a	n/a
2014	Nov 13, 2014	$127M	$123M	7	5	n/a	n/a	n/a
2013	Dec 6, 2013	$52.0M	$52.0M	6	5	n/a	n/a	n/a
2012	Nov 14, 2012	$25.8M	$25.8M	2	1	n/a	n/a	n/a
2011	Dec 6, 2011	$26.0M	$26.0M	n/a	n/a	n/a	n/a	n/a