DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner34 years in industry

JAMES ALLEN WERNER

Advisor at WAVERLY ADVISORS, LLC

BIRMINGHAM, AL | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0610934-215f-9899-a991-7f0257ff4dc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Dec 14, 1993 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Allen Werner

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAVERLY ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 11, 1992
First registration: Dec 14, 1993
Dual registered: no
IAPD individual key: 2254147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAVERLY ADVISORS, LLC	Independent wealth	Jul 14, 2023	n/a	yes	BIRMINGHAM, AL\|AUSTIN, TX	Current employment
SILICON HILLS WEALTH MANAGEMENT	Former SEC adviser	Jan 8, 2013	Aug 17, 2023	no	AUSTIN, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Feb 27, 2009	Mar 25, 2013	no	AUSTIN, TX	Previous registration
ADVANTAGE CAPITAL CORPORATION	n/a	Oct 28, 2005	Feb 27, 2009	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 14, 1993	Oct 25, 2005	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILICON HILLS WEALTH MANAGEMENT	WAVERLY ADVISORS, LLC	Aug 17, 2023	Jul 14, 2023	-34	Firm change after gap	RIA to RIA
FSC SECURITIES CORPORATION	SILICON HILLS WEALTH MANAGEMENT	Mar 25, 2013	Jan 8, 2013	-76	Firm change after gap	Other
ADVANTAGE CAPITAL CORPORATION	FSC SECURITIES CORPORATION	Feb 27, 2009	Feb 27, 2009	0	Bulk transfer	Other
OSAIC WEALTH, INC.	ADVANTAGE CAPITAL CORPORATION	Oct 25, 2005	Oct 28, 2005	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
166030:115332:TX:2023-08-17	Aug 17, 2023	Jul 14, 2023	AUSTIN, TX	Firm change after gap

Relationships

Registered with (5)

→ WAVERLY ADVISORS, LLCRegistered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ SILICON HILLS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 8, 2013 to Aug 17, 2023factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 27, 2009 to Mar 25, 2013factForm ADV
→ ADVANTAGE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Oct 28, 2005 to Feb 27, 2009factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 14, 1993 to Oct 25, 2005factForm ADV

Dated events

Occurred
Aug 17, 2023
Advisor changed firm
James Allen Werner left Silicon Hills Wealth Management for Waverly Advisors, Llc (registered 2023-07-14)
Form ADVobserved 6 days ago