DFX Intelligence

S•••• A•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

S•••• A•••••• R•••••

Advisor at I•• A••••••• S•••••••• I•••

Denver, CO | DENVER, CO

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Search this name across graphsid dfx:ria:b0654c94-3bf5-f70d-93f4-1976a1cc1cdc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Mixed wealth	May 1, 2026	n/a	yes	Denver, CO\|DENVER, CO	Current employment
C••••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Oct 3, 2008	May 1, 2026	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• S•••••••• I•••	I•• A••••••• S•••••••• I•••	May 1, 2026	May 1, 2026	0	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	C••••••••• F•••••••• S•••••••• I•••	Jun 18, 2008	Oct 3, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
147881:112091:CO:2026-05-01	May 1, 2026	May 1, 2026	DENVER, CO	Firm change

Relationships

Registered with (3)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2008 to May 1, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 27, 2006 to Jun 18, 2008factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0654c94-3bf5-f70d-93f4-1976a1cc1cdc
First observed: Oct 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.