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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Colorado Springs, CO | Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 19, 2025 | n/a | yes | Colorado Springs, CO|Denver, CO | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 4, 2022 | Jun 12, 2025 | no | Pueblo, CO|Colorado Springs, CO|Littleton, CO | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 1, 2016 | Feb 7, 2022 | no | Greenwood Village, CO|COLORADO SPRINGS, CO|Greenwood Village, CO|ANCHORAGE, AK|COLORADO SPRINGS, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 6, 1999 | Sep 8, 2016 | no | COLORADO SPRINGS, CO|LAKEWOOD, CO|COLORADO SPRGS, CO|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 12, 2025 | May 19, 2025 | -24 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 7, 2022 | Feb 4, 2022 | -3 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | SECURIAN FINANCIAL SERVICES, INC. | Sep 8, 2016 | Sep 1, 2016 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:CO:2025-06-09 | Jun 12, 2025 | May 19, 2025 | LITTLETON, CO | Firm change |
| 15296:6363:CO:2022-02-07 | Feb 7, 2022 | Feb 4, 2022 | COLORADO SPRINGS, CO | Firm change |