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Advisor at TRUIST ADVISORY SERVICES, INC.
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | May 15, 2024 | n/a | yes | NASHVILLE, TN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 4, 2024 | Jan 29, 2024 | no | Franklin, TN | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 16, 2019 | Oct 10, 2023 | no | NASHVILLE, TN | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 25, 2018 | Aug 9, 2019 | no | Nashville, TN | Previous registration |
| AVONDALE PARTNERS, LLC | Former SEC adviser | Apr 8, 2014 | Apr 1, 2019 | no | NASHVILLE, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 23, 2011 | Dec 20, 2013 | no | CHARLOTTE, NC|BRENTWOOD, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 11, 2005 | Nov 4, 2005 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Jan 29, 2024 | May 15, 2024 | 107 | Firm change | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | PRUCO SECURITIES, LLC | Oct 10, 2023 | Jan 4, 2024 | 86 | Firm change | Ibd to ibd |
| J.J.B. HILLIARD, W.L. LYONS, LLC | TRUIST ADVISORY SERVICES, INC. | Aug 9, 2019 | Aug 16, 2019 | 7 | Firm change | RIA to ibd |
| AVONDALE PARTNERS, LLC | J.J.B. HILLIARD, W.L. LYONS, LLC | Apr 1, 2019 | Jun 25, 2018 | -280 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AVONDALE PARTNERS, LLC | Dec 20, 2013 | Apr 8, 2014 | 109 | Firm change | Other |