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Advisor at WELLS FARGO ADVISORS
CHICAGO, IL | ROCKFORD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 18, 2026 | n/a | yes | CHICAGO, IL|ROCKFORD, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 29, 2016 | n/a | yes | ROCKFORD, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 29, 2016 | Sep 18, 2026 | no | ROCKFORD, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 25, 2012 | Aug 10, 2015 | no | ROCKFORD, IL|CHICAGO, IL | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 27, 2009 | Nov 1, 2012 | no | ROCKFORD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Sep 18, 2026 | Sep 18, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | WELLS FARGO ADVISORS | Nov 1, 2012 | Oct 25, 2012 | -7 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IL:2026-09-07 | Sep 18, 2026 | Sep 18, 2026 | ROCKFORD, IL | Channel change |