DFX Intelligence

T•••••• I••••••••• • R••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

T•••••• I••••••••• • R••••••••• S•••••••• L••

CRD 291460

SAN ANGELO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b07a7c61-dc51-93c6-c93f-f3bf5e5470ce

Data as of Feb 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Feb 14, 2025 to Feb 14, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 291460

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••••• I••••••••• N•••••• I•••	2	Jun 8, 2022	Sep 1, 2020	SAN ANGELO, TX	Team lift out	Ibd to state RIA	2.0%

Relationships

Registered with (2)

← J••••• S•••• T••••••Advisorregistration: previous registration
Feb 15, 2018 to Jan 8, 2026factForm ADV
← S••• T••••• M•••••••Advisorregistration: previous registration
Sep 1, 2020 to Apr 11, 2023factForm ADV

Moved with (1)

← M••••••• I••••••••• N•••••• I•••Registered adviser2 advisors, team lift out, same day
Jun 8, 2022 to Sep 1, 2020factForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 8, 2022
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b07a7c61-dc51-93c6-c93f-f3bf5e5470ce
First observed: Feb 14, 2025
Last observed: Feb 14, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.