DFX Intelligence

S••• T••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S••• T••••• M•••••••

Advisor at M•• C•••••• A••••••• L••

SAN ANGELO, TX | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:c7c930d2-32c1-b639-6ebc-b2d5533e94b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• A••••••• L••	I•••••••••_WEALTH	Apr 11, 2023	n/a	yes	SAN ANGELO, TX\|SCOTTSDALE, AZ	Current employment
T•••••• I••••••••• • R••••••••• S•••••••• L••	State registered	Sep 1, 2020	Apr 11, 2023	no	SAN ANGELO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• I••••••••• • R••••••••• S•••••••• L••	M•• C•••••• A••••••• L••	Apr 11, 2023	Apr 11, 2023	0	Firm change	Other
M••••••• I••••••••• N•••••• I•••	T•••••• I••••••••• • R••••••••• S•••••••• L••	Jun 8, 2022	Sep 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
17587:291460:TX:2022-06-08	Jun 8, 2022	Sep 1, 2020	SAN ANGELO, TX	Firm change after gap

Relationships

Registered with (3)

→ M•• C•••••• A••••••• L••Registered adviserregistration: current employment
Apr 11, 2023 to presentfactForm ADV
→ T•••••• I••••••••• • R••••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2020 to Apr 11, 2023factForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
Aug 21, 2020 to Jun 8, 2022factForm ADV

Dated events

Occurred
Apr 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7c930d2-32c1-b639-6ebc-b2d5533e94b6
First observed: Aug 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.