DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Gurugram | Gurugram Haryana
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 5, 2015 | n/a | yes | Gurugram Haryana|Gurugram | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Dec 31, 2014 | no | Hyderbad | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Nov 9, 2011 | Jul 2, 2012 | no | SAN DIEGO, CA|HYDERABAD, HAFEEZPET|NOIDA, UTTAR PRADESH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 31, 2014 | May 5, 2015 | 125 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |