DFX Intelligence

S•••• M•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

S•••• M•••• S••••

Advisor at D••••••••

CARMEL, IN | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:b0824049-62d6-30c7-fafb-df2c56cd8224

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 7, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••	Independent wealth	Mar 30, 2004	n/a	yes	INDIANAPOLIS, IN\|CARMEL, IN	Current employment
D••••••••	Independent wealth	Apr 7, 1999	Dec 31, 2003	no	INDIANAPOLIS, IN	Previous registration

Relationships

Registered with (1)

→ D••••••••Registered adviserregistration: previous registration
Apr 7, 1999 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0824049-62d6-30c7-fafb-df2c56cd8224
First observed: Apr 7, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.