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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

DEERFIELD

DEERFIELD FINANCIAL ADVISORS, INC., CRD 104964

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7323cfaf-aad7-8b95-e676-a42aef9f5214

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 0
Observed: Mar 29, 2012 to Mar 3, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $975M
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $168Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 6
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,073
Individual clients: 147
High net worth clients: 163
Custody, client assets: $516M
SEC number: 801-25156
CRD: 104964
Filings on the tape: 30
First filed: Mar 29, 2012
Latest filed: Mar 3, 2026
Organised: Corporation, IN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADLEY RAYMOND COUGILL	Certified Financial Planner	INDIANAPOLIS, IN	22	34	1	no
SUSAN MARIE STEEL	Certified Financial Planner	CARMEL, IN \| INDIANAPOLIS, IN	22	35	1	no
MARCUS FRANKLIN MILLER	Certified Financial Planner	INDIANAPOLIS, IN \| CARMEL, IN	14	16	1	no
MATTHEW LEWIS ROOP	Certified Financial Planner	CARMEL, IN \| INDIANAPOLIS, IN	11	28	4	no
Aidan Christopher Finet	Certified Financial Planner	INDIANAPOLIS, IN	5	13	n/a	no
NATHAN CARTER MELCHI	n/a	INDIANAPOLIS, IN \| CARMEL, IN	0	10	3	no
KENT Alexander DELPH	Certified Financial Planner	INDIANAPOLIS, IN	0	15	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COUGILL, BRADLEY, RAYMOND	SENIOR SHAREHOLDER, VICE PRESIDENT, AND CHIEF INVESTMENT OFFICER	C	yes	01/2000	Mar 3, 2026	Mar 3, 2026
KALASMIKI, MARSHA, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2019	Mar 3, 2026	Mar 3, 2026
MILLER, MARCUS, FRANKLIN	Shareholder	B	yes	10/2021	Mar 3, 2026	Mar 3, 2026
ROOP, MATTHEW, LEWIS	Shareholder	B	yes	10/2021	Mar 3, 2026	Mar 3, 2026
STEEL, SUSAN, MARIE	SENIOR SHAREHOLDER, PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	C	yes	10/1993	Mar 3, 2026	Mar 3, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PARK RIDGE	IL	United States	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$1.2B	$975M	14	6	7	n/a	n/a
2024	Mar 11, 2025	$959M	$797M	15	5	8	n/a	n/a
2023	Mar 6, 2024	$831M	$699M	12	5	6	n/a	n/a
2022	Mar 9, 2023	$740M	$616M	11	5	6	n/a	n/a
2021	Mar 7, 2022	$770M	$664M	11	5	1	n/a	n/a
2020	Mar 19, 2021	$716M	$610M	13	4	1	n/a	n/a
2019	Mar 13, 2020	$697M	$605M	14	4	1	n/a	n/a
2018	Mar 5, 2019	$629M	$555M	16	5	2	n/a	n/a
2017	Mar 16, 2018	$673M	$600M	15	5	1	n/a	n/a
2016	Mar 29, 2017	$610M	$547M	15	5	n/a	n/a	n/a
2015	Mar 16, 2016	$543M	$491M	14	6	n/a	n/a	n/a
2014	Mar 24, 2015	$543M	$477M	15	5	n/a	n/a	n/a
2013	Mar 24, 2014	$552M	$443M	16	7	n/a	n/a	n/a
2012	Apr 1, 2013	$529M	$419M	14	6	n/a	n/a	n/a
2011	Mar 29, 2012	$476M	$371M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	28.6%	1	0	0	4	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$959M	22.7%	$740M	16.7%	14	15	7	8

Relationships

Registered with (11)

← KENT Alexander DELPHAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← NATHAN CARTER MELCHIAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← Aidan Christopher FinetAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← MATTHEW LEWIS ROOPAdvisorregistration: current employment
Jul 1, 2015 to presentfactForm ADV
← MARCUS FRANKLIN MILLERAdvisorregistration: current employment
Apr 27, 2012 to presentfactForm ADV
← BRADLEY RAYMOND COUGILLAdvisorregistration: previous registration
Apr 7, 1999 to Dec 31, 2003factForm ADV
← SUSAN MARIE STEELAdvisorregistration: previous registration
Apr 7, 1999 to Dec 31, 2003factForm ADV
← Bryan Robert ByrerAdvisorregistration: previous registration
Sep 16, 2024 to Oct 31, 2025factForm ADV
← Hope Olivia FryAdvisorregistration: previous registration
Sep 16, 2024 to Oct 31, 2025factForm ADV
← Isobo Sokipriye AmasoAdvisorregistration: previous registration
Jan 19, 2021 to Jun 23, 2021factForm ADV
← BENJAMIN JOSEPH HOCKEMAAdvisorregistration: previous registration
Sep 27, 2012 to Dec 31, 2019factForm ADV

Controls (5)

← COUGILL, BRADLEY, RAYMONDOwnerSENIOR SHAREHOLDER, VICE PRESIDENT, AND CHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 29, 2012 to Mar 6, 2024factForm ADV
← ROOP, MATTHEW, LEWISOwnerSHAREHOLDER, ownership code B, individual
Mar 7, 2022 to Mar 6, 2024factForm ADV
← STEEL, SUSAN, MARIEOwnerSENIOR SHAREHOLDER, PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, ownership code C, individual
Mar 29, 2012 to Mar 6, 2024factForm ADV
← MILLER, MARCUS, FRANKLINOwnerSHAREHOLDER, ownership code B, individual
Mar 7, 2022 to Mar 6, 2024factForm ADV
← KALASMIKI, MARSHA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 5, 2019 to Mar 6, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 31, 2025
Advisor changed firm
Bryan Robert Byrer left Deerfield for Millennial Financial Planning (registered 2025-08-07)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2025
Advisor changed firm
Hope Olivia Fry left Deerfield for Root Financial Partners (registered 2025-11-21)
Form ADVobserved 3 days ago
Occurred
Mar 7, 2022
Control person joined
Lewis Matthew Roop (Shareholder) appeared on Schedule A of Deerfield
Form ADVobserved 3 days ago
Occurred
Mar 7, 2022
Control person joined
Franklin Marcus Miller (Shareholder) appeared on Schedule A of Deerfield
Form ADVobserved 3 days ago
Occurred
Oct 2, 2019
Control person left
Joseph Benjamin Hockema (Director And Vice President) no longer on Schedule A of Deerfield (listed 2019-04-10, absent 2019-10-02)
Form ADVobserved 3 days ago
Occurred
Mar 5, 2019
Control person joined
Ann Marsha Kalasmiki (Chief Compliance Officer) appeared on Schedule A of Deerfield
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Jul 25, 2022
Deerfield reported 6 offices beyond its principal office, up from 1 (2022-03-07 to 2022-07-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7323cfaf-aad7-8b95-e676-a42aef9f5214
First observed: Mar 29, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEERFIELD

DEERFIELD FINANCIAL ADVISORS, INC., CRD 104964

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7323cfaf-aad7-8b95-e676-a42aef9f5214

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADLEY RAYMOND COUGILL

Certified Financial Planner

INDIANAPOLIS, IN

SUSAN MARIE STEEL

Certified Financial Planner

CARMEL, IN | INDIANAPOLIS, IN

MARCUS FRANKLIN MILLER

Certified Financial Planner

INDIANAPOLIS, IN | CARMEL, IN

MATTHEW LEWIS ROOP

Certified Financial Planner

CARMEL, IN | INDIANAPOLIS, IN

Aidan Christopher Finet

Certified Financial Planner

INDIANAPOLIS, IN

n/a

NATHAN CARTER MELCHI

n/a

INDIANAPOLIS, IN | CARMEL, IN

KENT Alexander DELPH

Certified Financial Planner

INDIANAPOLIS, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COUGILL, BRADLEY, RAYMOND

SENIOR SHAREHOLDER, VICE PRESIDENT, AND CHIEF INVESTMENT OFFICER

yes

01/2000

Mar 3, 2026

KALASMIKI, MARSHA, ANN

CHIEF COMPLIANCE OFFICER

yes

02/2019

Mar 3, 2026

MILLER, MARCUS, FRANKLIN

Shareholder

yes

10/2021

Mar 3, 2026

ROOP, MATTHEW, LEWIS

Shareholder

yes

10/2021

Mar 3, 2026

STEEL, SUSAN, MARIE

SENIOR SHAREHOLDER, PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER

yes

10/1993

Mar 3, 2026

City

State

Country

Employees

Also broker-dealer

PARK RIDGE

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$1.2B

$975M

n/a

2024

Mar 11, 2025

$959M

$797M

n/a

2023

Mar 6, 2024

$831M

$699M

n/a

2022

Mar 9, 2023

$740M

$616M

n/a

2021

Mar 7, 2022

$770M

$664M

n/a

2020

Mar 19, 2021

$716M

$610M

n/a

2019

Mar 13, 2020

$697M

$605M

n/a

2018

Mar 5, 2019

$629M

$555M

n/a

2017

Mar 16, 2018

$673M

$600M

n/a

2016

Mar 29, 2017

$610M

$547M

n/a

2015

Mar 16, 2016

$543M

$491M

n/a

2014

Mar 24, 2015

$543M

$477M

n/a

2013

Mar 24, 2014

$552M

$443M

n/a

2012

Apr 1, 2013

$529M

$419M

n/a

2011

Mar 29, 2012

$476M

$371M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$959M

22.7%

$740M

16.7%