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RIA / WealthAdvisorCertified Financial Planner23 years in industry

MAXIMILIAN E NEUMAYER

Advisor at FORMATION WEALTH MANAGEMENT

PONTE VEDRA BEACH, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORMATION WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 23, 2002
First registration: Oct 25, 2002
Dual registered: no
Other names: MAXIMILIAN NEUMAYER|MAXIMILIAN ERNST NEUMAYER
IAPD individual key: 4567591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORMATION WEALTH MANAGEMENT	State registered	Sep 28, 2016	n/a	yes	PONTE VEDRA BEACH, FL	Current employment
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 16, 2009	Jul 28, 2016	no	PONTE VEDRA BEACH, FL\|TAMPA, FL\|TAMPA, FL\|SAN ANTONIO, TX\|PONTE VEDRA BEACH, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	May 13, 2009	no	PONTE VEDRA BEACH, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 25, 2002	Apr 2, 2007	no	PONTE VEDRA BEACH, FL\|PONTE VEDRA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA FINANCIAL PLANNING SERVICES	FORMATION WEALTH MANAGEMENT	Jul 28, 2016	Sep 28, 2016	62	Firm change	Other
MORGAN STANLEY & CO. LLC	USAA FINANCIAL PLANNING SERVICES	May 13, 2009	Jul 16, 2009	64	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ FORMATION WEALTH MANAGEMENTRegistered adviserregistration: current employment
Sep 28, 2016 to presentfactForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 16, 2009 to Jul 28, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to May 13, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 25, 2002 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.