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Advisor at LIVE OAK INVESTMENT PARTNERS
SOUTH JORDAN, UT | AUSTIN, TX | West Lake Hills, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 15, 2026 | n/a | yes | SOUTH JORDAN, UT|AUSTIN, TX | Current employment |
| LIVE OAK INVESTMENT PARTNERS | Independent wealth | Jul 2, 2019 | n/a | yes | West Lake Hills, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 5, 2015 | Oct 1, 2019 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Mar 15, 2010 | Jan 20, 2015 | no | AUSTIN, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jan 28, 2009 | Mar 16, 2010 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LIVE OAK INVESTMENT PARTNERS | Oct 1, 2019 | Jul 2, 2019 | -91 | Firm change after gap | Ibd to new firm |
| OPPENHEIMER & CO. INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jan 20, 2015 | Jan 5, 2015 | -15 | Firm change | Other |
| HILLTOP SECURITIES INC. | OPPENHEIMER & CO. INC. | Mar 16, 2010 | Mar 15, 2010 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:304406:TX:2019-10-01 | Oct 1, 2019 | Jul 2, 2019 | AUSTIN, TX | Firm change after gap |
| 249:705:TX:2015-01-20 | Jan 20, 2015 | Jan 5, 2015 | AUSTIN, TX | Firm change |