DFX Intelligence

J••• T••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

J••• T••••• F••••••

Advisor at W•••• F•••• A•••••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:b0c0b770-f738-ccbd-678d-34a5267b85b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Oct 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 31, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 23, 2025	n/a	yes	SALT LAKE CITY, UT	Current employment
S••• W••••• L••	Bd affiliated wealth	Mar 20, 2024	Dec 3, 2024	no	Cottonwood Heights, UT\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• W••••• L••	W•••• F•••• A•••••••	Dec 3, 2024	Jan 23, 2025	51	Firm change	Ibd to wirehouse
M••••• S••••••	S••• W••••• L••	Mar 20, 2024	Mar 20, 2024

Relationships

Registered with (7)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ S••• W••••• L••Registered adviserregistration: previous registration
Mar 20, 2024 to Dec 3, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Mar 20, 2024factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0c0b770-f738-ccbd-678d-34a5267b85b3
First observed: Oct 26, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.