DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• T••••• F••••••

W•••• F•••• A•••••••wirehouseSalt Lake City, Utdual registrantIAPD 2017385

Feed of 09/14/2026

Also filed as J••• T••••• F••••••

At current firm

1 y

since Jan 23, 2025

In the industry

36 y

since Jan 31, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 23, 2025 · Salt Lake City, Ut
S••• W••••• L•• BD affiliated
Mar 20, 2024 to Dec 3, 2024 · Cottonwood Heights, Ut
M••••• S•••••• wirehouse
Sep 5, 2023 to Mar 20, 2024 · Sandy, Ut
E•••••• C•••••• M••••••••• L•• former
Nov 15, 2022 to Sep 5, 2023 · Sandy, Ut
E•••••••• A•••••••• L•• national BD
May 3, 2022 to Jun 13, 2022 · Salt Lake City, Ut
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 10, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Oct 26, 2007 to Jul 13, 2018 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

S••• W••••• L•• to W•••• F•••• A•••••••
left Dec 3, 2024, registered Jan 23, 2025 (51 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to S••• W••••• L••
left Mar 20, 2024, registered Mar 20, 2024 (0 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to E•••••• C•••••• M••••••••• L••
left Jun 13, 2022, registered Nov 15, 2022 (155 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••••• A•••••••• L••
left Jan 10, 2022, registered May 3, 2022 (113 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

J••• T••••• F•••••• left S••• W••••• L•• for W•••• F•••• A••••••• (registered 2025-01-23)
Dec 3, 2024 · Advisor changed firm · fact
J••• T••••• F•••••• left M••••• S•••••• for S••• W••••• L•• (registered 2024-03-20)
Mar 20, 2024 · Advisor changed firm · fact
J••• T••••• F•••••• left E•••••••• A•••••••• L•• for E•••••• C•••••• M••••••••• L•• (registered 2022-11-15)
Jun 13, 2022 · Advisor changed firm · fact
J••• T••••• F•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••••• A•••••••• L•• (registered 2022-05-03)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address