DFX Intelligence

K••• P•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

K••• P•••••• C•••

Advisor at C••••• P••••••• L••

Austin, TX | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0c0f3a8-f113-2900-5ee9-10ac1cb6b0b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	Austin, TX\|NEW YORK, NY	Current employment
A••••• P•••••• W•••••• L••	Former SEC adviser	Apr 30, 2021	Feb 18, 2026	no	A•••••, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• W•••••• L••	C••••• P••••••• L••	Feb 18, 2026	Jan 6, 2026	-43	Firm change after gap	Other
A••••• A•• P••••••• S•••••••	A••••• P•••••• W•••••• L••	Nov 13, 2020	Apr 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
304344:151559:TX:2026-02-18	Feb 18, 2026	Jan 6, 2026	A•••••, TX	Firm change after gap
250:20472:TX:2017-09-28	Oct 11, 2017	Oct 27, 2017	CEDAR PARK, TX	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ A••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 30, 2021 to Feb 18, 2026factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 27, 2017 to Nov 13, 2020factForm ADV
→ E••••• J••••

Dated events

Occurred
Feb 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0c0f3a8-f113-2900-5ee9-10ac1cb6b0b3
First observed: Sep 5, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.