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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

AUSTIN PRIVATE WEALTH, LLC

CRD 304344

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0433fd7b-a402-a284-6f5c-08c55f501d49

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 28
On other graphs: 0
Observed: Jun 19, 2019 to Feb 17, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 25
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-116987
CIK: 1800328
CRD: 304344
Filings on the tape: 25
First filed: Jun 19, 2019
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, TX

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CELERIER, RAOUL, MARIE	MANAGING MEMBER	C	yes	07/2019	Jun 19, 2019	Sep 27, 2024
KRAUS, DAN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	yes	07/2019	Jun 19, 2019	Sep 27, 2024
DVORAK, JOSHUA, CHARLES	MANAGING MEMBER	Na	no	01/2023	Mar 3, 2023	Sep 27, 2024
LE, KIEU, THI	MANAGING MEMBER	A	no	07/2019	Jun 19, 2019	Sep 27, 2024
WAGNER, ALEX, JAMES	MANAGING MEMBER	B	no	07/2019	Jun 19, 2019	Sep 27, 2024
WEAVER, KEVIN, EDWARD	MANAGING MEMBER	B	no	01/2022	Jun 7, 2022	Sep 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CORPUS CHRISTI	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$0	$0	25	20	1	n/a	n/a
2024	Mar 25, 2025	$1.3B	$1.3B	27	20	1	n/a	n/a
2023	Mar 14, 2024	$1.1B	$1.0B	23	20	1	n/a	n/a
2022	Mar 3, 2023	$823M	$812M	21	20	1	n/a	n/a
2021	Mar 25, 2022	$854M	$839M	19	14	1	n/a	n/a
2020	Mar 12, 2021	$579M	$576M	15	10	1	n/a	n/a
2019	Mar 17, 2020	$434M	$422M	14	12	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	18	-18	n/a	0	0	0	2	20

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$1.3B	-100.0%	$823M	n/a	25	27	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	16	Feb 18, 2026	Jan 7, 2026	AUSTIN, TX	Firm absorbed	Other	88.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	7	Jul 18, 2019	Jul 18, 2019	AUSTIN, TX	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (21)

← KENNETH PAUL DALYAdvisorregistration: previous registration
Oct 23, 2021 to Feb 18, 2026factForm ADV
← DAN KRAUSAdvisorregistration: previous registration
Jul 18, 2019 to Feb 18, 2026factForm ADV
← KIEU Lê TurkAdvisorregistration: previous registration
Jul 18, 2019 to Feb 18, 2026factForm ADV
← KEVIN EDWARD WEAVERAdvisorregistration: previous registration
May 19, 2021 to Feb 18, 2026factForm ADV
← RAOUL MARIE CELERIERAdvisorregistration: previous registration
Jul 18, 2019 to Feb 18, 2026factForm ADV
← ALEX JAMES WAGNERAdvisorregistration: previous registration
Jul 18, 2019 to Feb 18, 2026factForm ADV
← Ryan McConeghyAdvisorregistration: previous registration
Nov 9, 2023 to Feb 18, 2026factForm ADV
← Kyle Patrick CookAdvisorregistration: previous registration
Apr 30, 2021 to Feb 18, 2026factForm ADV
← SARAH Ruth MCNUTTAdvisorregistration: previous registration
Jul 18, 2019 to Feb 18, 2026factForm ADV
← Noe LopezAdvisorregistration: previous registration
Apr 7, 2021 to Feb 18, 2026factForm ADV
← PHIMPORN TOBCHANAdvisorregistration: previous registration
May 22, 2023 to Feb 18, 2026factForm ADV
← Hayley Elizabeth SwaimAdvisorregistration: previous registration
Jan 28, 2022 to Feb 18, 2026factForm ADV
← Sujatha ThedduAdvisorregistration: previous registration
Nov 23, 2020 to Feb 18, 2026factForm ADV
← Reagan Dean StephensonAdvisorregistration: previous registration
Nov 9, 2022 to Feb 18, 2026factForm ADV
← Alison Fields CassorlaAdvisorregistration: previous registration
Feb 7, 2022 to Feb 18, 2026factForm ADV
← Alyssa SternadelAdvisorregistration: previous registration
Apr 29, 2024 to Feb 18, 2026factForm ADV
← Taynia Salafai VakapunaAdvisorregistration: previous registration
Apr 10, 2023 to Feb 18, 2026factForm ADV
← Dimitrian Patrick JimenezAdvisorregistration: previous registration
Sep 4, 2025 to Feb 18, 2026factForm ADV
← MADISEN BEATRYCE KARLSONAdvisorregistration: previous registration
Dec 13, 2024 to Sep 18, 2025factForm ADV
← JOSHUA CHARLES DVORAKAdvisorregistration: previous registration
Jul 18, 2019 to Aug 4, 2025factForm ADV
← Christopher James CarruthersAdvisorregistration: previous registration
Jul 18, 2019 to Jun 30, 2020factForm ADV

Moved with (2)

→ CERITY PARTNERS LLCRegistered adviser17 advisors, firm absorbed, same day
Feb 18, 2026 to Jan 7, 2026factForm ADV
← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser7 advisors, team lift out
Jul 18, 2019 to Jul 18, 2019factForm ADV

Controls (2)

← KRAUS, DANOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jun 19, 2019 to Sep 27, 2024factForm ADV
← CELERIER, RAOUL, MARIEOwnerMANAGING MEMBER, ownership code C, individual
Jun 19, 2019 to Sep 27, 2024factForm ADV

Owns (4)

← LE, KIEU, THIOwnerMANAGING MEMBER, ownership code A, individual
Jun 19, 2019 to Sep 27, 2024factForm ADV
← WEAVER, KEVIN, EDWARDOwnerMANAGING MEMBER, ownership code B, individual
Jun 7, 2022 to Sep 27, 2024factForm ADV
← WAGNER, ALEX, JAMESOwnerMANAGING MEMBER, ownership code B, individual
Jun 19, 2019 to Sep 27, 2024factForm ADV
← DVORAK, JOSHUA, CHARLESOwnerMANAGING MEMBER, ownership code NA, individual
Mar 3, 2023 to Sep 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 18, 2026
Firm absorbed
Austin Private Wealth, LLC's advisors moved to Cerity Partners LLC (Austin, TX): 17 of 18 registered, on the same day
Form ADVobserved 6 days ago
17 advisors
Occurred
Feb 18, 2026
Advisor changed firm
Raoul Marie Celerier left Austin Private Wealth, Llc for Cerity Partners Retirement Plan Consultants (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Noe Lopez left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Hayley Elizabeth Swaim left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Kevin Edward Weaver left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Phimporn Tobchan left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Ryan Mcconeghy left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Reagan Dean Stephenson left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Kyle Patrick Cook left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Sarah Ruth Mcnutt left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Kieu Lê Turk left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Alyssa Sternadel left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Taynia Salafai Vakapuna left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Kenneth Paul Daly left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Dan Kraus left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Alison Fields Cassorla left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Sujatha Theddu left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Alex James Wagner left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2026
Advisor changed firm
Dimitrian Patrick Jimenez left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 17, 2026
Regulatory AUM changed
Austin Private Wealth, Llc reported RAUM $0, down 100% from $1.3B (2025-08-15 to 2026-02-17)
Form ADVobserved 6 days ago
$-1.3B
Occurred
Sep 18, 2025
Advisor changed firm
Madisen Beatryce Karlson left Austin Private Wealth, Llc for Ep Wealth Advisors (registered 2025-10-09)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Joshua Charles Dvorak left Austin Private Wealth, Llc for Farther (registered 2025-08-08)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2025
Regulatory AUM changed
Austin Private Wealth, Llc reported RAUM $1.3B, up 26% from $1.1B (2024-09-27 to 2025-03-25)
Form ADVobserved 6 days ago
$276M
Occurred
Mar 14, 2024
Regulatory AUM changed
Austin Private Wealth, Llc reported RAUM $1.1B, up 28% from $823.1M (2023-04-10 to 2024-03-14)
Form ADVobserved 6 days ago
$232M
Occurred
Mar 25, 2022
Regulatory AUM changed
Austin Private Wealth, Llc reported RAUM $853.7M, up 47% from $579.0M (2021-03-12 to 2022-03-25)
Form ADVobserved 6 days ago
$275M
Occurred
Mar 12, 2021
Regulatory AUM changed
Austin Private Wealth, Llc reported RAUM $579.0M, up 33% from $434.1M (2021-02-10 to 2021-03-12)
Form ADVobserved 6 days ago
$145M
Occurred
Jun 19, 2019
First Form ADV filing
Austin Private Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Austin Private Wealth, Llc no longer on the SEC adviser roster (last listed 2026-05-01)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0433fd7b-a402-a284-6f5c-08c55f501d49
First observed: Jun 19, 2019
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUSTIN PRIVATE WEALTH, LLC

CRD 304344

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0433fd7b-a402-a284-6f5c-08c55f501d49

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CELERIER, RAOUL, MARIE

MANAGING MEMBER

yes

07/2019

Jun 19, 2019

Sep 27, 2024

KRAUS, DAN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

07/2019

Jun 19, 2019

Sep 27, 2024

DVORAK, JOSHUA, CHARLES

MANAGING MEMBER

01/2023

Mar 3, 2023

Sep 27, 2024

LE, KIEU, THI

MANAGING MEMBER

07/2019

Jun 19, 2019

Sep 27, 2024

WAGNER, ALEX, JAMES

MANAGING MEMBER

07/2019

Jun 19, 2019

Sep 27, 2024

WEAVER, KEVIN, EDWARD

MANAGING MEMBER

01/2022

Jun 7, 2022

Sep 27, 2024

City

State

Country

Employees

Also broker-dealer

CORPUS CHRISTI

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

n/a

2024

Mar 25, 2025

$1.3B

n/a

2023

Mar 14, 2024

$1.1B

$1.0B

n/a

2022

Mar 3, 2023

$823M

$812M

n/a

2021

Mar 25, 2022

$854M

$839M

n/a

2020

Mar 12, 2021

$579M

$576M

n/a

2019

Mar 17, 2020

$434M

$422M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-18

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

-100.0%

$823M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Feb 18, 2026

Jan 7, 2026

AUSTIN, TX

Firm absorbed

Other

88.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Jul 18, 2019

AUSTIN, TX

Team lift out

Ibd to new firm

0.1%