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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
BOTHELL, WA | PLYMOUTH, MN | TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 4, 2024 | n/a | yes | BOTHELL, WA|PLYMOUTH, MN|TACOMA, WA | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Jul 24, 2015 | Nov 1, 2024 | no | KIRKLAND, WA|Bothell, WA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 4, 2000 | Dec 6, 2004 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 4, 2024 | 3 | Firm change | RIA to ibd |
| EQUITABLE ADVISORS, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Dec 6, 2004 | Jul 24, 2015 | 3,882 | Firm change after gap | Other |