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Reading the graph
Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Manhattan Beach, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Mar 5, 2015 | n/a | yes | Los Angeles, CA|Manhattan Beach, CA|LOS ANGELES, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 15, 2009 | Nov 21, 2014 | no | NEW YORK, NY|BOSTON, MA|PENNINGTON, NJ|PENNINGTON, NJ|NEW YORK, NY|PENNINGTON, NJ|PENNINGTON, NJ|PENNINGTON, NJ|NEW YORK, NY|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAPITAL CLIENT GROUP, INC. | Nov 21, 2014 | Mar 5, 2015 | 104 | Firm change | Other |