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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

William Robert Sample

Advisor at PREISZ FINANCIAL

PORTLAND, OR

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Search this name across graphsid dfx:ria:b0c94238-c2e2-d05a-dbb0-1fc7846d7a24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PREISZ FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 2, 2018
First registration: Jul 2, 2018
Dual registered: yes, broker-dealer
Other names: Will Sample|Williams Robert Sample|William Robert Sample|William Sample
IAPD individual key: 6615291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PREISZ FINANCIAL	Mixed wealth	Sep 30, 2025	n/a	yes	PORTLAND, OR	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 22, 2021	Aug 27, 2025	no	Lake Oswego, OR\|Portland, OR	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 22, 2019	Apr 30, 2021	no	Portland, OR\|OREGON CITY, OR\|PORTLAND, OR\|Portland, OR	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 2, 2018	Sep 14, 2018	no	Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	PREISZ FINANCIAL	Aug 27, 2025	Sep 30, 2025	34	Firm change	Ibd to RIA
U.S. BANCORP INVESTMENTS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 30, 2021	Oct 22, 2021	175	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	U.S. BANCORP INVESTMENTS, INC.	Sep 14, 2018	Jul 22, 2019	311	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ PREISZ FINANCIALRegistered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 22, 2021 to Aug 27, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 22, 2019 to Apr 30, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 2, 2018 to Sep 14, 2018factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
William Robert Sample left Ameriprise Financial Services, Llc for Preisz Financial (registered 2025-09-30)
Form ADVobserved 5 days ago