DFX Intelligence

W•••••••• C•••••• L•••••• P•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

W•••••••• C•••••• L•••••• P•••••••••

CRD 282931

TORONTO, O••••••

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Search this name across graphsid dfx:ria:b0d1d31f-a4af-2078-70b0-794a6a95fc1e

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 11
On other graphs: 0
Observed: Apr 6, 2016 to Feb 24, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.6 fund_share=0.34 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $984Mderived••• Locked
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2•••••• O•••••• L••	L•••••• PARTNER	C	yes	02/2008	Feb 24, 2026	Feb 24, 2026
2•••••• O•••••• L•••	GENERAL PARTNER	Na	yes	12/2016	Feb 24, 2026	Feb 24, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••••••• C•••••• G• I•••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.7B	-1.7%	$1.3B	7.7%	16	17	0	0

Relationships

Controls (17)

← B••••••••• J••••• L•••••••OwnerSHAREHOLDER, ownership code E, individual
Apr 6, 2016 to Feb 28, 2024factForm ADV
← H••••••••• V•••••• M••••OwnerSHAREHOLDER, ownership code E, individual
Feb 28, 2024 to Feb 28, 2024factForm ADV
← M•••••••• S••••• A•••••OwnerMEMBER, ownership code E, individual
Apr 6, 2016 to Feb 28, 2024factForm ADV
← C••••• L••••• S••••••OwnerSHAREHOLDER, ownership code E, individual
Apr 6, 2016 to Feb 28, 2024fact

Dated events

Occurred
Feb 28, 2024
Control person joined
Yolanda Chloe Leung (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••
Form ADVobserved 7 days ago
Occurred
Feb 28, 2024
Control person joined
Michael Andy Marchese (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••
Form ADVobserved 7 days ago
Occurred
Feb 28, 2024
Control person joined
James Andrew Labbad (Member) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0d1d31f-a4af-2078-70b0-794a6a95fc1e
First observed: Apr 6, 2016
Last observed: Feb 24, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.