DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• C•••••• L•••••• P•••••••••
Latest filing Feb 24, 2026
First filing on the tape Apr 6, 2016 · 13 filings
SEC status approved since Apr 22, 2016
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
60%
$984M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.6B as of Feb 24, 2026
Feb 10, 2017$665M then
HNW client RAUM$984M as of Feb 24, 2026
Feb 23, 2018$398M then
State-registered IARs (5.B.3)0 as of Feb 24, 2026
Feb 10, 20170 then
Employees (5.A)16 as of Feb 24, 2026
Feb 10, 20178 then
Private funds: no history
RAUM -1.7% over the last fiscal year+7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $164MderivedHNW RAUM over HNW clients
- Average account
- $136MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$984M60%
- Pooled investment vehicles$560M34%
- Charitable organizations$83.8M5.1%
- Individual clients
- 0reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.6 fund_share=0.34 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• L••••• S•••••• · Chief Compliance Officer / Chief Operat••• Officercontrolsince 09/2011 · owns less than 5%
- H••••••••• V•••••• M•••• · President & Co-Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- M•••••••• S••••• A••••• · Chief Executive Officer / Chief Investment Officercontrolsince 07/2008 · owns less than 5%
- A••••••••• C•••••• T••••• · Shareholdercontrolsince 11/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- A•••• J•••••• M••• · Shareholdercontrolsince 12/2021 · owns 75% or more of 2•••••• O•••••• I•••
- B••••••••• J••••• L••••••• · Shareholdercontrolsince 07/2015 · owns 75% or more of A•••••• G•••• I•••
- C••••• L••••• S•••••• · Shareholdercontrolsince 01/2022 · owns 75% or more of 1••••••••• O•••••• I•••
- D••••••••• M••••••• J••••• · Shareholdercontrolsince 11/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- G••• F••• N•• · Shareholdercontrolsince 11/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- H••••••••• V•••••• M•••• · Shareholdercontrolsince 07/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- K•••••••• D•••••• G••••• · Membercontrolsince 01/2011 · owns 75% or more of D••• C••••••••• L•••
- L•••••• A•••••• J•••• · Membercontrolsince 04/2023 · owns 75% or more of L••••• H••••••• L••••••
- L••••• C••••• Y•••••• · Shareholdercontrolsince 02/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- M•••••••• A•••• M•••••• · Shareholdercontrolsince 03/2023 · owns 75% or more of A• M••••••• A•••••••• I•••
- M••• C••••••• C•• T••• · Shareholdercontrolsince 11/2023 · owns 75% or more of 1••••••••• O•••••• I•••
- M••••• T•••••• A••• · Membercontrolsince 04/2023 · owns 75% or more of S••••••• C••••••••• L••••••
- M•••••••• S••••• A••••• · Membercontrolsince 12/2016 · owns 75% or more of 2•••••• O•••••• L•••
- M•••••••• S••••• A••••• · Membercontrolsince 02/2008 · owns 75% or more of 2•••••• O•••••• L••
- M••••• T•••••• A••• · Svp Client Operationssince 05/2011 · owns less than 5%
Entity owners
- 2•••••• O•••••• L•• · L•••••• Partnerdirect · owns 25% to 50%
- 2•••••• O•••••• L••• · General Partnerdirect · owns less than 5%
- A•••••• G•••• I••• · L•••••• Partnerdirect · owns 25% to 50%
- W•••••••• M••••••••• G• I••• · General Partnerdirect · owns less than 5%
- 2•••••• O•••••• L••• · Shareholderindirect · owns 25% to 50% of W•••••••• M••••••••• G• I•••
- A•••••• G•••• I••• · Shareholderindirect · owns 25% to 50% of W•••••••• M••••••••• G• I•••
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 1••••••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- 2•••••• O•••••• I••• · L•••••• Partnerdirect · owns less than 5%
- A• M••••••• A•••••••• I••• · L•••••• Partnerdirect · owns less than 5%
- D••• C••••••••• L••• · L•••••• Partner Chief Investment Officerdirect · owns 5% to 10%
- L••••• H••••••• L•••••• · L•••••• Partnerdirect · owns less than 5%
- S••••••• C••••••••• L•••••• · L•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W•••••••• C•••••• G• I•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
12 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 24, 2026H••••••••• V•••••• M•••• (PRESIDENT & CO-CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026K•••••••• D•••••• G••••• (MEMBER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026L••••• C••••• Y•••••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026M•••••••• A•••• M•••••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026A•••• J•••••• M••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026M•••••••• S••••• A••••• (CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026A••••••••• C•••••• T••••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026G••• F••• N•• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026B••••••••• J••••• L••••••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026L•••••• A•••••• J•••• (MEMBER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026D••••••••• M••••••• J••••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 24, 2026M••• C••••••• C•• T••• (SHAREHOLDER) left Schedule A between the filings of 2024-02-28 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 11 to 12Feb 20, 2025 to Feb 24, 2026
- Advisory employees · 6 to 5Feb 20, 2025 to Feb 24, 2026
- Pooled vehicle clients · 3 to 4Feb 20, 2025 to Feb 24, 2026
- Employees · 17 to 16Feb 20, 2025 to Feb 24, 2026
- Discretionary RAUM · $1.7B to $1.6BFeb 20, 2025 to Feb 24, 2026
- HNW RAUM · $932M to $984MFeb 20, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $641M to $560MFeb 20, 2025 to Feb 24, 2026
- RAUM · $1.7B to $1.6BFeb 20, 2025 to Feb 24, 2026
- Accounts · 12 to 11Feb 28, 2024 to Feb 20, 2025
- Employees · 20 to 17Feb 28, 2024 to Feb 20, 2025
- Financial planning clients · unset to Feb 28, 2024 to Feb 20, 2025
- HQ state · unset to Feb 28, 2024 to Feb 20, 2025
- Discretionary RAUM · $1.6B to $1.7BFeb 28, 2024 to Feb 20, 2025
- HNW RAUM · $984M to $932MFeb 28, 2024 to Feb 20, 2025
- Pooled vehicle RAUM · $521M to $641MFeb 28, 2024 to Feb 20, 2025
- RAUM · $1.6B to $1.7BFeb 28, 2024 to Feb 20, 2025
- Accounts · 10 to 12Feb 24, 2023 to Feb 28, 2024
- Advisory employees · 3 to 6Feb 24, 2023 to Feb 28, 2024
- HNW clients · unset to 6.0Feb 24, 2023 to Feb 28, 2024
- Pooled vehicle clients · 5 to 3Feb 24, 2023 to Feb 28, 2024
- Employees · 14 to 20Feb 24, 2023 to Feb 28, 2024
- Discretionary RAUM · $1.3B to $1.6BFeb 24, 2023 to Feb 28, 2024
- HNW RAUM · $942M to $984MFeb 24, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · $273M to $521MFeb 24, 2023 to Feb 28, 2024
- RAUM · $1.3B to $1.6BFeb 24, 2023 to Feb 28, 2024
- Accounts · 11 to 10Feb 28, 2022 to Feb 24, 2023
- Advisory employees · 5 to 3Feb 28, 2022 to Feb 24, 2023
- HNW clients · 4.0 to unsetFeb 28, 2022 to Feb 24, 2023
- Employees · 12 to 14Feb 28, 2022 to Feb 24, 2023
- Discretionary RAUM · $836M to $1.3BFeb 28, 2022 to Feb 24, 2023
- HNW RAUM · $447M to $942MFeb 28, 2022 to Feb 24, 2023
- Pooled vehicle RAUM · $289M to $273MFeb 28, 2022 to Feb 24, 2023
- RAUM · $836M to $1.3BFeb 28, 2022 to Feb 24, 2023
- Accounts · 12 to 11Feb 26, 2021 to Feb 28, 2022
- HNW clients · 5 to 4Feb 26, 2021 to Feb 28, 2022
- Employees · 11 to 12Feb 26, 2021 to Feb 28, 2022
- Discretionary RAUM · $721M to $836MFeb 26, 2021 to Feb 28, 2022
- HNW RAUM · $385M to $447MFeb 26, 2021 to Feb 28, 2022
- Pooled vehicle RAUM · $241M to $289MFeb 26, 2021 to Feb 28, 2022
- RAUM · $721M to $836MFeb 26, 2021 to Feb 28, 2022
Signals
11 dated events
- Mark Justin Anis (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Yolanda Chloe Leung (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Michael Andy Marchese (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- James Andrew Labbad (Member) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Mohan Vishal Hingorani (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Jerome Michael Douramakos (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Taylor Cailey Alexander-Orellana (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Cyn Ting Cynthia Mok (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- Nmn Fei Gao (Shareholder) appeared on Schedule A of W•••••••• C•••••• L•••••• P•••••••••Feb 28, 2024 · Control person joined · fact
- W•••••••• C•••••• L•••••• P••••••••• reported RAUM $1.3B, up 56% from $835.6M (2022-02-28 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- W•••••••• C•••••• L•••••• P••••••••• filed its initial SEC registration (Form ADV)Apr 6, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 416-644-1190reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- ca.linkedin.com/company/wealhousereportedpublic record, Form ADV, Sep 19, 2026
- Website
- W••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 416-644-1190reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026