DFX Intelligence

T••••• A•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)18 years in industry

T••••• A•••••• B••••••

Advisor at V••• F•••••••• A•••••••• I•••

Houston, TX

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Search this name across graphsid dfx:ria:b0dc42df-bd21-f76a-4191-50326359bf04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Apr 21, 2022	n/a	yes	Houston, TX	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Aug 30, 2013	Apr 19, 2022	no	COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	V••• F•••••••• A•••••••• I•••	Apr 19, 2022	Apr 21, 2022	2	Firm change	Ibd to ibd
V•••• F•••••••• A•••••••• I•••	N••••••••• I••••••••• A•••••••• L••	Aug 8, 2013	Aug 30, 2013

Relationships

Registered with (5)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 21, 2022 to presentfactForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2013 to Apr 19, 2022factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2012 to Aug 8, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0dc42df-bd21-f76a-4191-50326359bf04
First observed: May 1, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.