DFX Intelligence

W•••••• F••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

W•••••• F••••• L••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Jacksonville, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0e6a34d-44da-9062-d61d-51cc427d40a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 17, 2023	n/a	yes	NEW ORLEANS, LA\|Jacksonville, FL	Current employment
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jun 16, 2022	Oct 16, 2023	no	SPRINGFIELD, MO\|Jacksonville, FL\|Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• M••••• W••••• A•••••••• L••	N•••••• A•••••••	Oct 16, 2023	Oct 17, 2023	1	Firm change	RIA to ibd
D•••• H••••• G•••••• W••••• A••••••• L••	F••••• M••••• W••••• A•••••••• L••	Aug 24, 2022	Jun 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
110905:171351:GA:2023-10-16	Oct 16, 2023	Oct 17, 2023	ATLANTA, GA	Firm change
109279:110905:FL:2022-08-24	Aug 24, 2022	Jun 16, 2022	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 17, 2023 to presentfactForm ADV
→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2022 to Oct 16, 2023factForm ADV
→ D•••• H••••• G•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 25, 2017 to Aug 24, 2022factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0e6a34d-44da-9062-d61d-51cc427d40a1
First observed: Dec 19, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.