DFX Intelligence

D•••• D•••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D•••• D•••• O•••••••

Advisor at O••••••• • C••••••• I•••••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:b0e7b407-c2e9-f019-bc00-bf257ed1a834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• • C••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• • C••••••• I•••••••••	Independent wealth	Jun 6, 2017	n/a	yes	BOSTON, MA	Current employment
P••••• I••••••••• M••••••••• L••	Asset manager	Apr 25, 2017	May 2, 2017	no	Andover, MA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• I••••••••• M••••••••• L••	O••••••• • C••••••• I•••••••••	May 2, 2017	Jun 6, 2017	35	Firm change	Other

Relationships

Registered with (2)

→ O••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jun 6, 2017 to presentfactForm ADV
→ P••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to May 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0e7b407-c2e9-f019-bc00-bf257ed1a834
First observed: Apr 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.