This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC INSTITUTIONS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 28, 2020

First registration

Dec 1, 2020

Dual registered

yes, broker-dealer

Other names

Jack Putnam|JACK MIchael PUTNAM

IAPD individual key

7096452

• Occurred

  May 22, 2025
  Advisor changed firm

  Jack Putnam left Edward Jones for Osaic Institutions, Inc. (registered 2026-08-03)

  Form ADVobserved 5 days ago
• Occurred

  Jan 16, 2024
  Advisor changed firm

  Jack Putnam left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2024-02-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b0f945bc-cb44-98ff-0b63-e585190b9f28

First observed

Dec 1, 2020

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.