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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

CURTIS LEE CATLIN

Advisor at OSAIC WEALTH, INC.

POINCIANA, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 3, 1996
First registration: Jul 31, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1848527

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	POINCIANA, FL	Current employment
OSAIC FS, INC.	Former SEC adviser	Mar 1, 2010	Jan 24, 2025	no	POINCIANA, FL\|ANNAPOLIS, MD\|NAPLES, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 13, 2008	Nov 9, 2009	no	NAPLES, FL\|SAN DIEGO, CA\|NAPLES, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 18, 2007	Jan 30, 2008	no	NAPLES, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 1, 2006	Sep 18, 2007	no	BONITA SPRINGS, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 31, 2002	Mar 1, 2006	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	OSAIC FS, INC.	Nov 9, 2009	Mar 1, 2010	112	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 30, 2008	Mar 13, 2008	43	Firm change	Other
A. G. EDWARDS & SONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 18, 2007	Sep 18, 2007	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	A. G. EDWARDS & SONS, INC.	Mar 1, 2006	Mar 1, 2006	0	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 1, 2010 to Jan 24, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 13, 2008 to Nov 9, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 18, 2007 to Jan 30, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 1, 2006 to Sep 18, 2007factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2002 to Mar 1, 2006factForm ADV

Dated events

No dated event names this entity yet.