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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

KONSTANTINOS STATHOPOULOS

Advisor at STRATEGIC ADVISERS LLC

BURLINGAME, CA

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Search this name across graphsid dfx:ria:b102d929-ae52-0fab-27ba-8025bfb12664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S66|S63
First exam: Dec 21, 2001
First registration: Dec 13, 2005
Dual registered: yes, broker-dealer
Other names: KOSTA STATHOPOULOS|Konstantinos Stathopoulos|KONSTANTINOS N STATHOPOULOS
IAPD individual key: 4159954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Jan 14, 2026	n/a	yes	BURLINGAME, CA\|BURLINGAME, CA\|BURLINGAME, CA	Current employment
ARISTOTLE CAPITAL MANAGEMENT, LLC	Other adviser	Jan 14, 2019	Apr 12, 2021	no	LOS ANGELES, CA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 16, 2016	Oct 23, 2018	no	PALO ALTO, CA	Previous registration
BRIGHTON JONES LLC	Independent wealth	Mar 22, 2013	May 16, 2016	no	SAN FRANCISCO, CA\|SEATTLE, WA	Previous registration
FISHER INVESTMENTS	Independent wealth	Dec 13, 2005	Feb 21, 2013	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARISTOTLE CAPITAL MANAGEMENT, LLC	STRATEGIC ADVISERS LLC	Apr 12, 2021	Jan 14, 2026	1,738	Firm change after gap	Other
ADVICE AND PLANNING SERVICES	ARISTOTLE CAPITAL MANAGEMENT, LLC	Oct 23, 2018	Jan 14, 2019	83	Firm change	Other
BRIGHTON JONES LLC	ADVICE AND PLANNING SERVICES	May 16, 2016	Jun 16, 2016	31	Firm change	Other
FISHER INVESTMENTS	BRIGHTON JONES LLC	Feb 21, 2013	Mar 22, 2013	29	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2019 to Apr 12, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 16, 2016 to Oct 23, 2018factForm ADV
→ BRIGHTON JONES LLCRegistered adviserregistration: previous registration
Mar 22, 2013 to May 16, 2016factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Dec 13, 2005 to Feb 21, 2013factForm ADV

Dated events

No dated event names this entity yet.