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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD 109876

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:599e0e85-840c-a20b-5e75-cb19217e2a28

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 74
Dated events: 15
On other graphs: 0
Observed: Jan 3, 2012 to Apr 30, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.63 institutional_share=0.17 related_bd=false related_bank=false bd_reps=34.0
Regulatory AUM: $44BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44B
Private client RAUM: $6.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $2.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 170
Advisory employees: 18
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 5,169
Individual clients: 4,452
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
SEC number: 801-60014
CIK: 860644
CRD: 109876
Filings on the tape: 47
First filed: Jan 3, 2012
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT REID WOMACK	n/a	LOS ANGELES, CA	14	30	2	yes
MICHAEL BEVAN CARROLL	n/a	LOS ANGELES, CA \| RYE, NY	11	27	3	yes
MICHAEL GREGG SINDICI	Chartered Financial Analyst	LOS ANGELES, CA \| SAN DIEGO, CA	10	26	3	yes
WILLIAM J. AVERILL	n/a	LOS ANGELES, CA	10	21	1	yes
William Ellison	n/a	AUSTIN, TX \| LOS ANGELES, CA	9	12	n/a	yes
GEOFFREY SCOT STEWART	Chartered Financial Analyst	LOS ANGELES, CA	8	26	3	no
DAVID CRAIGHEAD MAXWELL	n/a	ATLANTA, GA \| LOS ANGELES, CA	8	33	1	yes
JOHN MANLEY	Chartered Financial Analyst	LOS ANGELES, CA \| BOSTON, MA	8	12	1	yes
KERI SCHAAKE HEPBURN	n/a	BOSTON, MA \| LOS ANGELES, CA	8	31	1	yes
RAYMOND JUDE BERTRAND	n/a	LOS ANGELES, CA	6	28	3	yes
Tejas Shrinivas Shirguppi	n/a	LOS ANGELES, CA	5	10	1	yes
RYAN GEORGE HORAN	Chartered Financial Analyst	LOS ANGELES, CA	4	16	2	yes
Moshe Goldstein	n/a	LOS ANGELES, CA	3	18	2	yes
RAJI OMAR MANASSEH	n/a	Newport Beach, CA	2	26	n/a	yes
KRISTIE LYNN LESLIE	n/a	LOS ANGELES, CA	1	29	2	yes
Yili Xiong	n/a	LOS ANGELES, CA	1	11	n/a	yes
DAVID MICHAEL MARTIN	n/a	LOS ANGELES, CA	0	34	4	yes
Braeden Salazar	n/a	LOS ANGELES, CA	0	13	n/a	yes
DONALD RICHARD WISE	n/a	LOS ANGELES, CA \| SALEM, NH	0	24	3	yes
KATHERINE ELIZABETH PHILLIPS	Chartered Financial Analyst	Boston, MA \| LOS ANGELES, CA	0	15	2	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SAUL FUND, LP	Hedge Fund	$3.8M	Sep 9, 2024	5	Jan 3, 2012	reported	021-157842

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Chandwani, Sona, Sapna	OWNER, CHIEF ADMINISTRATIVE OFFICER	Na	yes	01/2019	Mar 4, 2024	Sep 9, 2024
GLEICHER, HOWARD, ROY	OWNER/MEMBER	E	yes	07/2011	Jan 3, 2012	Sep 9, 2024
GLEICHER, HOWARD, ROY	OWNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	Na	yes	07/2011	Jan 3, 2012	Sep 9, 2024
GOSOM, MICHELLE, MONSALUD	OWNER, CHIEF COMPLIANCE OFFICER	Na	yes	08/2014	Mar 15, 2013	Sep 9, 2024
HAWLEY, VICTOR	OWNER, DIRECTOR OF RESEARCH	Na	yes	02/2018	Jan 3, 2012	Sep 9, 2024
HOLLANDER, JACQUELINE	CO-TRUSTEE	F	yes	10/2009	Jan 24, 2014	Sep 9, 2024
HOLLANDER, RICHARD, SCOTT	CO-TRUSTEE	F	yes	10/2009	Mar 15, 2013	Sep 9, 2024
HOLLANDER, RICHARD, SCOTT	OWNER, CHAIRMAN OF THE BOARD	Na	yes	09/2012	Mar 15, 2013	Sep 9, 2024
LISENBEE, GARY, WAYNE	CO-TRUSTEE	F	yes	06/2013	Nov 14, 2013	Sep 9, 2024
LISENBEE, GARY, WAYNE	OWNER, VICE CHAIRMAN	Na	yes	01/2022	Nov 14, 2013	Sep 9, 2024
LISENBEE, MARY, JO	CO-TRUSTEE	F	yes	06/2013	Apr 9, 2021	Sep 9, 2024
LLINAS NEGRET, MARIA, CATALINA	OWNER, CO-CHIEF INVESTMENT OFFICER	Na	yes	03/2019	Nov 14, 2013	Sep 9, 2024
METWEST VENTURES, LLC	OWNER/MEMBER	C	yes	07/2011	Jan 3, 2012	Sep 9, 2024
Quan, John, Albert	OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	Na	yes	10/2021	Mar 4, 2024	Sep 9, 2024
RCB ACQUISITION COMPANY, LLC	Owner	B	yes	07/2011	Jan 3, 2012	Sep 9, 2024
RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88	OWNER/MEMBER	E	yes	10/2009	Jan 23, 2012	Sep 9, 2024
SCARLETT, NANCY, JEDDELOH	OWNER, MANAGING DIRECTOR, CHIEF OF STAFF	Na	yes	02/2018	Jan 3, 2012	Sep 9, 2024
SCHWEITZER, JULIE, LYNNE	CO-TRUSTEE	F	yes	07/2011	Apr 9, 2021	Sep 9, 2024
SCHWEITZER, RICHARD, HARLAN	CO-TRUSTEE	F	yes	07/2011	Jan 3, 2012	Sep 9, 2024
SCHWEITZER, RICHARD, HARLAN	OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER	Na	yes	07/2011	Jan 3, 2012	Sep 9, 2024
ST HILAIRE, KIM, MARIE	OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING	Na	yes	05/2021	Mar 4, 2024	Sep 9, 2024
WOMACK, ROBERT, REID	REGISTERED AGENT	F	yes	06/2010	Mar 4, 2024	Sep 9, 2024
WOMACK, ROBERT, REID	OWNER, CHIEF INNOVATION OFFICER	Na	yes	07/2018	Mar 4, 2024	Sep 9, 2024
BOROWSKI FAMILY TRUST	Owner	A	no	06/2024	Apr 9, 2021	Sep 9, 2024
BOROWSKI, LINDA	CO-TRUSTEE	F	no	06/2024	Apr 9, 2021	Sep 9, 2024
BOROWSKI, STEVEN	CO-TRUSTEE	F	no	06/2024	Jan 3, 2012	Sep 9, 2024
GLEICHER HOLDINGS, LLC	Owner	B	no	12/2012	Mar 15, 2013	Sep 9, 2024
LISENBEE FAMILY TRUST	Owner	Na	no	06/2013	Apr 9, 2021	Sep 9, 2024
PACIFIC LIFE INSURANCE COMPANY	Owner	B	no	04/2023	May 5, 2023	Sep 9, 2024
REIDMAN, LP	Owner	Na	no	01/2012	Mar 4, 2024	Sep 9, 2024
SCHWEITZER 2005 TRUST	Owner	A	no	07/2011	Apr 9, 2021	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARISTOTLE PACIFIC CAPITAL, LLC	n/a	Asset manager	$27B	Y	yes	n/a
ARISTOTLE INVESTMENT SERVICES, LLC	n/a	Asset manager	$17B	Y	yes	n/a
APC ASSET DEVELOPMENT I, LP	n/a	Asset manager	$2.3B	N	yes	n/a
ARISTOTLE ATLANTIC PARTNERS, LLC	n/a	Other adviser	$2.2B	N	yes	n/a
APC ASSET DEVELOPMENT II, LP	n/a	Asset manager	$2.1B	N	yes	n/a
ARISTOTLE CAPITAL BOSTON, LLC	n/a	Other adviser	$1.8B	Y	yes	n/a
ARISTOTLE CREDIT PARTNERS, LLC	n/a	Former SEC adviser	$81.1M	Y	yes	n/a
APC ASSET GP I, LLC	n/a	n/a	n/a	N	yes	n/a
APC ASSET GP II, LLC	n/a	n/a	n/a	N	yes	n/a
APC HY BOND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APC SHORT DURATION HY GP, LLC	n/a	n/a	n/a	N	yes	n/a
METWEST FUND MANAGER	n/a	n/a	n/a	N	yes	n/a
METWEST REALTY ADVISORS, LLC	n/a	State registered	n/a	N	yes	n/a
PAM BANK LOAN FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
PAM CLO OPPORTUNITIES FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
SAUL FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	5	no
Boston	Ma	United States	4	no
Sarasota	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$44B	$44B	170	18	2	1	n/a
2024	Mar 12, 2025	$44B	$44B	156	18	3	1	n/a
2023	Mar 4, 2024	$44B	$44B	164	17	3	1	$3.8M
2022	Mar 13, 2023	$40B	$40B	154	18	2	1	$3.2M
2021	Mar 11, 2022	$50B	$50B	152	17	2	1	$4.0M
2020	Mar 16, 2021	$36B	$36B	120	20	2	1	$3.4M
2019	Mar 13, 2020	$27B	$27B	112	20	2	1	$2.9M
2018	Mar 8, 2019	$13B	$13B	100	20	1	1	$2.3M
2017	Mar 15, 2018	$14B	$14B	95	20	1	1	$2.6M
2016	Mar 13, 2017	$12B	$11B	79	20	n/a	1	$2.3M
2015	Mar 15, 2016	$9.2B	$8.9B	71	20	n/a	1	$1.9M
2014	Mar 16, 2015	$9.2B	$9.1B	59	10	n/a	1	$2.1M
2013	Mar 14, 2014	$7.1B	$7.1B	41	18	n/a	1	$2.3M
2012	Mar 15, 2013	$3.1B	$3.1B	31	12	n/a	1	$2.0M
2011	Mar 26, 2012	$1.8B	$1.8B	n/a	n/a	n/a	1	$9.1M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	5.0%	2	0	0	5	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$44B	$44B	-0.7%	$40B	2.5%	170	156	2	3

Relationships

Registered with (26)

← KATHERINE ELIZABETH PHILLIPSAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← DONALD RICHARD WISEAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Braeden SalazarAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← DAVID MICHAEL MARTINAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Yili XiongAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← KRISTIE LYNN LESLIEAdvisorregistration: current employment
Feb 6, 2025 to presentfactForm ADV
← RAJI OMAR MANASSEHAdvisorregistration: current employment
Apr 10, 2024 to presentfactForm ADV
← Moshe GoldsteinAdvisorregistration: current employment
Jun 23, 2023 to presentfactForm ADV
← RYAN GEORGE HORANAdvisorregistration: current employment
Mar 4, 2022 to presentfactForm ADV
← Tejas Shrinivas ShirguppiAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← RAYMOND JUDE BERTRANDAdvisorregistration: current employment
Nov 7, 2019 to presentfactForm ADV
← KERI SCHAAKE HEPBURNAdvisorregistration: current employment
Jul 30, 2018 to presentfactForm ADV
← JOHN MANLEYAdvisorregistration: current employment
Jul 17, 2018 to presentfactForm ADV
← DAVID CRAIGHEAD MAXWELLAdvisorregistration: current employment
May 18, 2018 to presentfactForm ADV
← GEOFFREY SCOT STEWARTAdvisorregistration: current employment
Dec 5, 2017 to presentfactForm ADV
← William EllisonAdvisorregistration: current employment
Dec 13, 2016 to presentfactForm ADV
← WILLIAM J. AVERILLAdvisorregistration: current employment
Oct 26, 2015 to presentfactForm ADV
← MICHAEL GREGG SINDICIAdvisorregistration: current employment
Oct 6, 2015 to presentfactForm ADV
← MICHAEL BEVAN CARROLLAdvisorregistration: current employment
Jul 7, 2015 to presentfactForm ADV
← ROBERT REID WOMACKAdvisorregistration: current employment
Dec 16, 2011 to presentfactForm ADV
← EVAN FRANCIS FRANCKSAdvisorregistration: previous registration
Aug 27, 2025 to Oct 23, 2025factForm ADV
← Peter Allan SykesAdvisorregistration: previous registration
Apr 13, 2018 to Jun 11, 2025factForm ADV
← ANTHONY CAFARCHIAAdvisorregistration: previous registration
Jun 2, 2018 to Nov 4, 2024factForm ADV
← Tracy Ann Morante RobeniolAdvisorregistration: previous registration
Oct 16, 2017 to Jul 8, 2021factForm ADV
← KONSTANTINOS STATHOPOULOSAdvisorregistration: previous registration
Jan 14, 2019 to Apr 12, 2021factForm ADV
← ANDREW MICHAEL CITRONAdvisorregistration: previous registration
Apr 30, 2015 to Jun 1, 2017factForm ADV

Affiliated with (16)

→ METWEST REALTY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARISTOTLE CREDIT PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ ARISTOTLE CAPITAL BOSTON, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ ARISTOTLE ATLANTIC PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ ARISTOTLE INVESTMENT SERVICES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ APC ASSET DEVELOPMENT I, LPRegistered adviserother investment adviser, common control
factForm ADV
→ APC ASSET DEVELOPMENT II, LPRegistered adviserother investment adviser, common control
factForm ADV
← ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← ARISTOTLE INVESTMENT SERVICES, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← APC ASSET DEVELOPMENT I, LPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← APC ASSET DEVELOPMENT II, LPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARISTOTLE ATLANTIC PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← ARISTOTLE CAPITAL BOSTON, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ARISTOTLE CREDIT PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ SAUL FUND, LPPrivate fundHedge Fund, IA
Jan 3, 2012 to presentfactForm ADV

Controls (18)

← LISENBEE, GARY, WAYNEOwnerCO-TRUSTEE, ownership code F, individual
Nov 14, 2013 to Sep 9, 2024factForm ADV
← SCARLETT, NANCY, JEDDELOHOwnerOWNER, MANAGING DIRECTOR, CHIEF OF STAFF, ownership code NA, individual
Jan 3, 2012 to Sep 9, 2024factForm ADV
← LISENBEE, MARY, JOOwnerCO-TRUSTEE, ownership code F, individual
Apr 9, 2021 to Sep 9, 2024factForm ADV
← GLEICHER, HOWARD, ROYOwnerOWNER/MEMBER, ownership code E, individual
Jan 3, 2012 to Sep 9, 2024factForm ADV
← SCHWEITZER, RICHARD, HARLANOwnerCO-TRUSTEE, ownership code F, individual
Jan 3, 2012 to Sep 9, 2024factForm ADV
← WOMACK, ROBERT, REIDOwnerREGISTERED AGENT, ownership code F, individual
Mar 4, 2024 to Sep 9, 2024factForm ADV
← SCHWEITZER, JULIE, LYNNEOwnerCO-TRUSTEE, ownership code F, individual
Apr 9, 2021 to Sep 9, 2024factForm ADV
← HAWLEY, VICTOROwnerOWNER, DIRECTOR OF RESEARCH, ownership code NA, individual
Jan 3, 2012 to Sep 9, 2024factForm ADV
← GOSOM, MICHELLE, MONSALUDOwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2013 to Sep 9, 2024factForm ADV
← LLINAS NEGRET, MARIA, CATALINAOwnerOWNER, CO-CHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 14, 2013 to Sep 9, 2024factForm ADV
← ST HILAIRE, KIM, MARIEOwnerOWNER, MANAGING DIRECTOR, OPERATIONS & TRADING, ownership code NA, individual
Mar 4, 2024 to Sep 9, 2024factForm ADV
← HOLLANDER, JACQUELINEOwnerCO-TRUSTEE, ownership code F, individual
Jan 24, 2014 to Sep 9, 2024factForm ADV
← HOLLANDER, RICHARD, SCOTTOwnerCO-TRUSTEE, ownership code F, individual
Mar 15, 2013 to Sep 9, 2024factForm ADV
← Chandwani, Sona, SapnaOwnerOWNER, CHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 4, 2024 to Sep 9, 2024factForm ADV
← Quan, John, AlbertOwnerOWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 4, 2024 to Sep 9, 2024factForm ADV
← METWEST VENTURES, LLCOwnerOWNER/MEMBER, ownership code C, domestic entity
Jan 3, 2012 to Sep 9, 2024factForm ADV
← RCB ACQUISITION COMPANY, LLCOwnerOWNER, ownership code B, domestic entity
Jan 3, 2012 to Sep 9, 2024factForm ADV
← RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88OwnerOWNER/MEMBER, ownership code E, domestic entity
Jan 23, 2012 to Sep 9, 2024factForm ADV

Owns (8)

← BOROWSKI, STEVENOwnerCO-TRUSTEE, ownership code F, individual
Jan 3, 2012 to Sep 9, 2024factForm ADV
← BOROWSKI, LINDAOwnerCO-TRUSTEE, ownership code F, individual
Apr 9, 2021 to Sep 9, 2024factForm ADV
← BOROWSKI FAMILY TRUSTOwnerOWNER, ownership code A, domestic entity
Apr 9, 2021 to Sep 9, 2024factForm ADV
← GLEICHER HOLDINGS, LLCOwnerOWNER, ownership code B, domestic entity
Mar 15, 2013 to Sep 9, 2024factForm ADV
← LISENBEE FAMILY TRUSTOwnerOWNER, ownership code NA, domestic entity
Apr 9, 2021 to Sep 9, 2024factForm ADV
← PACIFIC LIFE INSURANCE COMPANYOwnerOWNER, ownership code B, domestic entity
May 5, 2023 to Sep 9, 2024factForm ADV
← REIDMAN, LPOwnerOWNER, ownership code NA, domestic entity
Mar 4, 2024 to Sep 9, 2024factForm ADV
← SCHWEITZER 2005 TRUSTOwnerOWNER, ownership code A, domestic entity
Apr 9, 2021 to Sep 9, 2024factForm ADV

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
Evan Francis Francks left Aristotle Capital Management, Llc for Aristotle Pacific Capital, Llc (registered 2025-11-25)
Form ADVobserved 4 days ago
Occurred
Jun 11, 2025
Advisor changed firm
Peter Allan Sykes left Aristotle Capital Management, Llc for Voya Investment Management Co. Llc (registered 2026-02-03)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2024
Advisor changed firm
Anthony Cafarchia left Aristotle Capital Management, Llc for Virtus Investment Advisers, Llc (registered 2024-11-20)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Reid Robert Womack (Owner, Chief Innovation Officer) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Sapna Sona Chandwani (Owner, Chief Administrative Officer) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Albert John Quan (Owner, Managing Director, Chief Technology Officer) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Marie Kim St Hilaire (Owner, Managing Director, Operations & Trading) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Victor Hawley (Owner, Director Of Research) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Feb 7, 2022
Regulatory AUM changed
Aristotle Capital Management, Llc reported RAUM $49.7B, up 39% from $35.6B (2021-04-09 to 2022-02-07)
Form ADVobserved 4 days ago
$14.0B
Occurred
Apr 9, 2021
Control person joined
Linda Borowski (Owner) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person joined
Lynne Julie Schweitzer (Owner) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person joined
Jo Mary Lisenbee (Owner) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Aristotle Capital Management, Llc reported RAUM $35.6B, up 31% from $27.2B (2020-06-12 to 2021-03-16)
Form ADVobserved 4 days ago
$8.4B
Occurred
Dec 26, 2019
Regulatory AUM changed
Aristotle Capital Management, Llc reported RAUM $27.3B, up 103% from $13.5B (2019-09-30 to 2019-12-26)
Form ADVobserved 4 days ago
$13.8B
Occurred
Mar 28, 2019
Control person joined
Catalina Maria Llinas Negret (Owner, Co-Chief Investment Officer) appeared on Schedule A of Aristotle Capital Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:599e0e85-840c-a20b-5e75-cb19217e2a28
First observed: Jan 3, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD 109876

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:599e0e85-840c-a20b-5e75-cb19217e2a28

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT REID WOMACK

n/a

LOS ANGELES, CA

yes

MICHAEL BEVAN CARROLL

n/a

LOS ANGELES, CA | RYE, NY

yes

MICHAEL GREGG SINDICI

Chartered Financial Analyst

LOS ANGELES, CA | SAN DIEGO, CA

yes

WILLIAM J. AVERILL

n/a

LOS ANGELES, CA

yes

William Ellison

n/a

AUSTIN, TX | LOS ANGELES, CA

n/a

yes

GEOFFREY SCOT STEWART

Chartered Financial Analyst

LOS ANGELES, CA

DAVID CRAIGHEAD MAXWELL

n/a

ATLANTA, GA | LOS ANGELES, CA

yes

JOHN MANLEY

Chartered Financial Analyst

LOS ANGELES, CA | BOSTON, MA

yes

KERI SCHAAKE HEPBURN

n/a

BOSTON, MA | LOS ANGELES, CA

yes

RAYMOND JUDE BERTRAND

n/a

LOS ANGELES, CA

yes

Tejas Shrinivas Shirguppi

n/a

LOS ANGELES, CA

yes

RYAN GEORGE HORAN

Chartered Financial Analyst

LOS ANGELES, CA

yes

Moshe Goldstein

n/a

LOS ANGELES, CA

yes

RAJI OMAR MANASSEH

n/a

Newport Beach, CA

n/a

yes

KRISTIE LYNN LESLIE

n/a

LOS ANGELES, CA

yes

Yili Xiong

n/a

LOS ANGELES, CA

n/a

yes

DAVID MICHAEL MARTIN

n/a

LOS ANGELES, CA

yes

Braeden Salazar

n/a

LOS ANGELES, CA

n/a

yes

DONALD RICHARD WISE

n/a

LOS ANGELES, CA | SALEM, NH

yes

KATHERINE ELIZABETH PHILLIPS

Chartered Financial Analyst

Boston, MA | LOS ANGELES, CA

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SAUL FUND, LP

Hedge Fund

$3.8M

Sep 9, 2024

Jan 3, 2012

reported

021-157842

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Chandwani, Sona, Sapna

OWNER, CHIEF ADMINISTRATIVE OFFICER

yes

01/2019

Mar 4, 2024

Sep 9, 2024

GLEICHER, HOWARD, ROY

OWNER/MEMBER

yes

07/2011

Jan 3, 2012

Sep 9, 2024

GLEICHER, HOWARD, ROY

OWNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER

yes

07/2011

Jan 3, 2012

Sep 9, 2024

GOSOM, MICHELLE, MONSALUD

OWNER, CHIEF COMPLIANCE OFFICER

yes

08/2014

Mar 15, 2013

Sep 9, 2024

HAWLEY, VICTOR

OWNER, DIRECTOR OF RESEARCH

yes

02/2018

Jan 3, 2012

Sep 9, 2024

HOLLANDER, JACQUELINE

CO-TRUSTEE

yes

10/2009

Jan 24, 2014

Sep 9, 2024

HOLLANDER, RICHARD, SCOTT

CO-TRUSTEE

yes

10/2009

Mar 15, 2013

Sep 9, 2024

HOLLANDER, RICHARD, SCOTT

OWNER, CHAIRMAN OF THE BOARD

yes

09/2012

Mar 15, 2013

Sep 9, 2024

LISENBEE, GARY, WAYNE

CO-TRUSTEE

yes

06/2013

Nov 14, 2013

Sep 9, 2024

LISENBEE, GARY, WAYNE

OWNER, VICE CHAIRMAN

yes

01/2022

Nov 14, 2013

Sep 9, 2024

LISENBEE, MARY, JO

CO-TRUSTEE

yes

06/2013

Apr 9, 2021

Sep 9, 2024

LLINAS NEGRET, MARIA, CATALINA

OWNER, CO-CHIEF INVESTMENT OFFICER

yes

03/2019

Nov 14, 2013

Sep 9, 2024

METWEST VENTURES, LLC

OWNER/MEMBER

yes

07/2011

Jan 3, 2012

Sep 9, 2024

Quan, John, Albert

OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER

yes

10/2021

Mar 4, 2024

Sep 9, 2024

RCB ACQUISITION COMPANY, LLC

Owner

yes

07/2011

Jan 3, 2012

Sep 9, 2024

RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88

OWNER/MEMBER

yes

10/2009

Jan 23, 2012

Sep 9, 2024

SCARLETT, NANCY, JEDDELOH

OWNER, MANAGING DIRECTOR, CHIEF OF STAFF

yes

02/2018

Jan 3, 2012

Sep 9, 2024

SCHWEITZER, JULIE, LYNNE

CO-TRUSTEE

yes

07/2011

Apr 9, 2021

Sep 9, 2024

SCHWEITZER, RICHARD, HARLAN

CO-TRUSTEE

yes

07/2011

Jan 3, 2012

Sep 9, 2024

SCHWEITZER, RICHARD, HARLAN

OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER

yes

07/2011

Jan 3, 2012

Sep 9, 2024

ST HILAIRE, KIM, MARIE

OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING

yes

05/2021

Mar 4, 2024

Sep 9, 2024

WOMACK, ROBERT, REID

REGISTERED AGENT

yes

06/2010

Mar 4, 2024

Sep 9, 2024

WOMACK, ROBERT, REID

OWNER, CHIEF INNOVATION OFFICER

yes

07/2018

Mar 4, 2024

Sep 9, 2024

BOROWSKI FAMILY TRUST

Owner

06/2024

Apr 9, 2021

Sep 9, 2024

BOROWSKI, LINDA

CO-TRUSTEE

06/2024

Apr 9, 2021

Sep 9, 2024

BOROWSKI, STEVEN

CO-TRUSTEE

06/2024

Jan 3, 2012

Sep 9, 2024

GLEICHER HOLDINGS, LLC

Owner

12/2012

Mar 15, 2013

Sep 9, 2024

LISENBEE FAMILY TRUST

Owner

06/2013

Apr 9, 2021

Sep 9, 2024

PACIFIC LIFE INSURANCE COMPANY

Owner

04/2023

May 5, 2023

Sep 9, 2024

REIDMAN, LP

Owner

01/2012

Mar 4, 2024

Sep 9, 2024

SCHWEITZER 2005 TRUST

Owner

07/2011

Apr 9, 2021

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARISTOTLE PACIFIC CAPITAL, LLC

n/a

Asset manager

$27B

yes

n/a

ARISTOTLE INVESTMENT SERVICES, LLC

n/a

Asset manager

$17B

yes

n/a

APC ASSET DEVELOPMENT I, LP

n/a

Asset manager

$2.3B

yes

n/a

ARISTOTLE ATLANTIC PARTNERS, LLC

n/a

Other adviser

$2.2B

yes

n/a

APC ASSET DEVELOPMENT II, LP

n/a

Asset manager

$2.1B

yes

n/a

ARISTOTLE CAPITAL BOSTON, LLC

n/a

Other adviser

$1.8B

yes

n/a

ARISTOTLE CREDIT PARTNERS, LLC

n/a

Former SEC adviser

$81.1M

yes

n/a

APC ASSET GP I, LLC

n/a

yes

n/a

APC ASSET GP II, LLC

n/a

yes

n/a

APC HY BOND GP, LLC

n/a

yes

n/a

APC SHORT DURATION HY GP, LLC

n/a

yes

n/a

METWEST FUND MANAGER

n/a

yes

n/a

METWEST REALTY ADVISORS, LLC

n/a

State registered

n/a

yes

n/a

PAM BANK LOAN FUND GP LLC

n/a

yes

n/a

PAM CLO OPPORTUNITIES FUND GP LLC

n/a

yes

n/a

SAUL FUND GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEWPORT BEACH

United States

Boston

United States

Sarasota

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$44B

170

n/a

2024

Mar 12, 2025

$44B

156

n/a

2023

Mar 4, 2024

$44B

164

$3.8M

2022

Mar 13, 2023

$40B

154

$3.2M

2021

Mar 11, 2022

$50B

152

$4.0M

2020

Mar 16, 2021

$36B

120

$3.4M

2019

Mar 13, 2020

$27B

112

$2.9M

2018

Mar 8, 2019

$13B

100

$2.3M

2017

Mar 15, 2018

$14B

$2.6M

2016

Mar 13, 2017

$12B

$11B

n/a

$2.3M

2015

Mar 15, 2016

$9.2B

$8.9B

n/a

$1.9M

2014

Mar 16, 2015

$9.2B

$9.1B

n/a

$2.1M

2013

Mar 14, 2014

$7.1B

n/a

$2.3M

2012

Mar 15, 2013

$3.1B

n/a

$2.0M

2011

Mar 26, 2012

$1.8B

n/a

$9.1M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$44B

-0.7%

$40B

2.5%

170

156