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Advisor at STRATEGIC ADVISERS LLC
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 4, 2021 | Mar 31, 2025 | no | SOUTH BEND, IN|BELLEVILLE, IL|ST. LOUIS, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 13, 2021 | Oct 29, 2021 | no | SCHERERVILLE, IN|MERRILLVILLE, IN|EAST CHICAGO, IN | Previous registration |
| EDWARD JONES | National bd RIA | May 13, 2020 | Jul 1, 2020 | no | PEORIA, IL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 9, 2017 | Jan 6, 2020 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| ARVEST WEALTH MANAGEMENT | Independent wealth | Nov 14, 2016 | Jul 18, 2017 | no | LOWELL, AR | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 12, 2013 | Oct 25, 2016 | no | Crestwood, MO|Webster Groves, MO|Ballwin, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 8, 2011 | Sep 12, 2013 | no | CREVE COEUR, MO|ST. LOUIS, MO|ST. LOUIS, MO|BRENTWOOD, MO|CREVE COEUR, MO|CLAYTON, MO|ST. LOUIS, MO|BRENTWOOD, MO|ST. LOUIS, MO|EUREKA, MO|WASHINGTON, MO|UNION, MO|KIRKWOOD, MO|ST. LOUIS, MO|ST. LOUIS, MO|CRESTWOOD, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|MANCHESTER, MO|ST. LOUIS, MO|CLAYTON, MO|ST. LOUIS, MO|WEBSTER GROVES, MO|FENTON, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 15, 1998 | Oct 8, 2002 | no | MERRILLVILLE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PNC WEALTH MANAGEMENT | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Oct 29, 2021 | Nov 4, 2021 | 6 | Firm change | Ibd to ibd |
| EDWARD JONES | PNC WEALTH MANAGEMENT | Jul 1, 2020 | Aug 13, 2021 | 408 | Firm change after gap | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | EDWARD JONES | Jan 6, 2020 | May 13, 2020 | 128 | Firm change | Ibd to ibd |
| ARVEST WEALTH MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | Jul 18, 2017 | Aug 9, 2017 | 22 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | ARVEST WEALTH MANAGEMENT | Oct 25, 2016 | Nov 14, 2016 | 20 | Firm change | Other |
| PNC WEALTH MANAGEMENT | U.S. BANCORP INVESTMENTS, INC. | Sep 12, 2013 | Sep 12, 2013 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | Oct 8, 2002 | Sep 8, 2011 | 3,257 | Firm change after gap | Other |