DFX Intelligence

A•••• D• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••• D• A••••••••

Advisor at O•••••••

Frederick, MD | BEACHWOOD, OH

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Search this name across graphsid dfx:ria:b1224287-077e-5793-3908-49fa611f83ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Aug 7, 2025	n/a	yes	Frederick, MD\|BEACHWOOD, OH	Current employment
B••• S••••••••• L••	Former SEC adviser	Jan 2, 2018	Jul 15, 2020	no	CHARLOTTE, NC\|FREDERICK, MD\|SEVERNA PARK, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	O•••••••	Jul 15, 2020	Aug 7, 2025	1,849	Firm change after gap	Ibd to RIA
B••• I••••••••• S•••••••• I•••	B••• S••••••••• L••	Jan 2, 2018	Jan 2, 2018

Relationships

Registered with (4)

→ O•••••••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Jul 15, 2020factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2016 to Jan 2, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1224287-077e-5793-3908-49fa611f83ce
First observed: Oct 25, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.