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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

DENNIS GERALD STOKLEY

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

WILMINGTON, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 31, 1996
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2706064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 14, 2014	n/a	yes	WILMINGTON, NC	Current employment
OMNISTAR FINANCIAL GROUP, INC.	Independent wealth	Apr 8, 2013	Aug 22, 2013	no	WILMINGTON, NC	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Sep 29, 2009	Apr 8, 2013	no	WILMINGTON, NC	Previous registration
FINANCIAL SECURITY ADVISORY INC	Independent wealth	Jul 31, 2008	Jun 30, 2009	no	VIRGINIA BEACH, VA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Dec 31, 2001	Aug 19, 2003	no	WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OMNISTAR FINANCIAL GROUP, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 22, 2013	Jan 14, 2014	145	Firm change	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	OMNISTAR FINANCIAL GROUP, INC.	Apr 8, 2013	Apr 8, 2013	0	Firm change	Other
FINANCIAL SECURITY ADVISORY INC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jun 30, 2009	Sep 29, 2009	91	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	FINANCIAL SECURITY ADVISORY INC	Aug 19, 2003	Jul 31, 2008	1,808	Firm change after gap	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 14, 2014 to presentfactForm ADV
→ OMNISTAR FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 8, 2013 to Aug 22, 2013factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 29, 2009 to Apr 8, 2013factForm ADV
→ FINANCIAL SECURITY ADVISORY INCRegistered adviserregistration: previous registration
Jul 31, 2008 to Jun 30, 2009factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Aug 19, 2003factForm ADV

Dated events

No dated event names this entity yet.