DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PEAK RETIREMENT PLANNING, INC.

CRD 317592

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b135f110-2be8-ba68-7ef6-7fa7f51ea3e1

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 10
On other graphs: 0
Observed: Apr 23, 2024 to Sep 1, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $631MItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $631M
Private client RAUM: $631MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $45.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,675
Individual clients: 565
High net worth clients: 345
SEC number: 801-130337
CRD: 317592
Filings on the tape: 10
First filed: Apr 23, 2024
Latest filed: Sep 1, 2026
Organised: Corporation, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH FRANCIS SCHMITZ, JR.	Certified Financial Planner\|Chartered Financial Consultant	COLUMBUS, OH	4	19	2	no
DOMINIC SEAN GARRIS	n/a	COLUMBUS, OH	4	12	n/a	no
Joshua Alan Richardson	n/a	COLUMBUS, OH	3	10	n/a	no
Cole Stahly Schrock	n/a	COLUMBUS, OH	3	15	1	no
SAMUEL AARON NORDQUIST	n/a	COLUMBUS, OH	3	12	n/a	no
CAMERON JOSEPH KASKA	n/a	COLUMBUS, OH	1	17	n/a	no
ALEC JORDAN SCHROCK	n/a	COLUMBUS, OH	1	11	n/a	no
TYLER EDWARD NICHOLS	n/a	COLUMBUS, OH	1	10	n/a	no
Calisto Michael Reghi	n/a	COLUMBUS, OH	1	11	n/a	no
Sarah Schwieterman	Certified Financial Planner	COLUMBUS, OH	1	11	2	no
EMMA GRACE HOSTETLER	n/a	COLUMBUS, OH	1	11	n/a	no
COREY SULLIVAN JORDISON	n/a	COLUMBUS, OH	0	11	n/a	no
DYLON WOOLWINE	n/a	COLUMBUS, OH	0	10	1	no
OWEN BOSWORTH	n/a	COLUMBUS, OH	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHMITZ, JR., JOSEPH, FRANCIS	CEO / CCO	E	yes	01/2022	Apr 23, 2024	Sep 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no
Columbus	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$631M	$631M	22	16	1	n/a	n/a
2024	Apr 3, 2025	$242M	$242M	27	14	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	28.6%	0	1	0	4	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$631M	$242M	160.2%	n/a	n/a	22	27	1	2

Relationships

Registered with (21)

← OWEN BOSWORTHAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← DYLON WOOLWINEAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← COREY SULLIVAN JORDISONAdvisorregistration: current employment
Nov 26, 2025 to presentfactForm ADV
← EMMA GRACE HOSTETLERAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← Sarah SchwietermanAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← Calisto Michael ReghiAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← TYLER EDWARD NICHOLSAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← ALEC JORDAN SCHROCKAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← CAMERON JOSEPH KASKAAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← SAMUEL AARON NORDQUISTAdvisorregistration: current employment
Sep 15, 2023 to presentfactForm ADV
← Cole Stahly SchrockAdvisorregistration: current employment
Sep 14, 2023 to presentfactForm ADV
← Joshua Alan RichardsonAdvisorregistration: current employment
Jan 10, 2023 to presentfactForm ADV
← DOMINIC SEAN GARRISAdvisorregistration: current employment
Jul 30, 2022 to presentfactForm ADV
← JOSEPH FRANCIS SCHMITZ, JR.Advisorregistration: current employment
Nov 24, 2021 to presentfactForm ADV
← Lance Scott SchlosserAdvisorregistration: previous registration
Oct 28, 2025 to Aug 7, 2026factForm ADV
← Cole Curtis FilerAdvisorregistration: previous registration
Aug 14, 2025 to Jun 1, 2026factForm ADV
← David DreierAdvisorregistration: previous registration
May 7, 2025 to Apr 2, 2026factForm ADV
← Andrew Ross BlumenstockAdvisorregistration: previous registration
Apr 24, 2024 to Jan 8, 2026factForm ADV
← ANDREW HOUSTON BARTONAdvisorregistration: previous registration
Jan 9, 2025 to Jun 16, 2025factForm ADV
← BRETT PATRICK STAHLAdvisorregistration: previous registration
May 31, 2023 to Jan 6, 2025factForm ADV
← AMANDA CHRISTINE PALISKAAdvisorregistration: previous registration
Aug 7, 2024 to Oct 7, 2024factForm ADV

Controls (1)

← SCHMITZ, JR., JOSEPH, FRANCISOwnerCEO / CCO, ownership code E, individual
Apr 23, 2024 to Sep 4, 2024factForm ADV

Dated events

Occurred
Aug 7, 2026
Advisor changed firm
Lance Scott Schlosser left Peak Retirement Planning, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-08-20)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2026
Advisor changed firm
Cole Curtis Filer left Peak Retirement Planning, Inc. for Facet (registered 2026-07-09)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2026
Advisor changed firm
David Dreier left Peak Retirement Planning, Inc. for Valmark Advisers, Inc. (registered 2026-05-27)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2026
Regulatory AUM changed
Peak Retirement Planning, Inc. reported RAUM $631.0M, up 52% from $416.4M (2025-08-26 to 2026-03-24)
Form ADVobserved 4 days ago
$215M
Occurred
Jan 8, 2026
Advisor changed firm
Andrew Ross Blumenstock left Peak Retirement Planning, Inc. for Root Financial Partners (registered 2026-02-09)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2025
Regulatory AUM changed
Peak Retirement Planning, Inc. reported RAUM $416.4M, up 72% from $242.5M (2025-07-11 to 2025-08-26)
Form ADVobserved 4 days ago
$174M
Occurred
Jun 16, 2025
Advisor changed firm
Andrew Houston Barton left Peak Retirement Planning, Inc. for Boldin Advisors (registered 2025-04-29)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Brett Patrick Stahl left Peak Retirement Planning, Inc. for Ae Wealth Management, Llc (registered 2025-03-19)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2024
Advisor changed firm
Amanda Christine Paliska left Peak Retirement Planning, Inc. for Lpl Financial Llc (registered 2025-05-19)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2024
First Form ADV filing
Peak Retirement Planning, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b135f110-2be8-ba68-7ef6-7fa7f51ea3e1
First observed: Apr 23, 2024
Last observed: Sep 1, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEAK RETIREMENT PLANNING, INC.

CRD 317592

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b135f110-2be8-ba68-7ef6-7fa7f51ea3e1

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH FRANCIS SCHMITZ, JR.

Certified Financial Planner|Chartered Financial Consultant

COLUMBUS, OH

DOMINIC SEAN GARRIS

n/a

COLUMBUS, OH

n/a

Joshua Alan Richardson

n/a

COLUMBUS, OH

n/a

Cole Stahly Schrock

n/a

COLUMBUS, OH

SAMUEL AARON NORDQUIST

n/a

COLUMBUS, OH

n/a

CAMERON JOSEPH KASKA

n/a

COLUMBUS, OH

n/a

ALEC JORDAN SCHROCK

n/a

COLUMBUS, OH

n/a

TYLER EDWARD NICHOLS

n/a

COLUMBUS, OH

n/a

Calisto Michael Reghi

n/a

COLUMBUS, OH

n/a

Sarah Schwieterman

Certified Financial Planner

COLUMBUS, OH

EMMA GRACE HOSTETLER

n/a

COLUMBUS, OH

n/a

COREY SULLIVAN JORDISON

n/a

COLUMBUS, OH

n/a

DYLON WOOLWINE

n/a

COLUMBUS, OH

OWEN BOSWORTH

n/a

COLUMBUS, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHMITZ, JR., JOSEPH, FRANCIS

CEO / CCO

yes

01/2022

Apr 23, 2024

Sep 4, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Columbus

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$631M

n/a

2024

Apr 3, 2025

$242M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$631M

$242M

160.2%

n/a