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RIA / WealthAdvisorCertified Financial Planner13 years in industry

ANDREW HOUSTON BARTON

Advisor at BOLDIN ADVISORS

Dublin, OH | MILL VALLEY, CA

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Search this name across graphsid dfx:ria:8a8ce868-4e1e-10ea-24d6-73409d9d0423

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOLDIN ADVISORS
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 27, 2013
First registration: Feb 13, 2014
Dual registered: no
Other names: ANDY BARTON
IAPD individual key: 5821594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOLDIN ADVISORS	No RAUM reported	Dec 2, 2025	n/a	yes	MILL VALLEY, CA\|Dublin, OH	Current employment
BOLDIN ADVISORS	No RAUM reported	Apr 29, 2025	Oct 23, 2025	no	MILL VALLEY, CA\|DUBLIN, OH	Previous registration
PEAK RETIREMENT PLANNING, INC.	Independent wealth	Jan 9, 2025	Jun 16, 2025	no	COLUMBUS, OH	Previous registration
Facet	Independent wealth	Sep 23, 2018	Jan 6, 2025	no	DUBLIN, OH\|WEST PALM BEACH, FL\|Dublin, OH	Previous registration
LIBERTAS WEALTH MANAGEMENT GROUP, INC.	Independent wealth	Feb 13, 2014	Mar 14, 2017	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK RETIREMENT PLANNING, INC.	BOLDIN ADVISORS	Jun 16, 2025	Apr 29, 2025	-48	Firm change after gap	RIA to new firm
Facet	PEAK RETIREMENT PLANNING, INC.	Jan 6, 2025	Jan 9, 2025	3	Firm change	RIA to RIA
LIBERTAS WEALTH MANAGEMENT GROUP, INC.	Facet	Mar 14, 2017	Sep 23, 2018	558	Firm change after gap	RIA to RIA

Relationships

Registered with (4)

→ BOLDIN ADVISORSRegistered adviserregistration: previous registration
Apr 29, 2025 to Oct 23, 2025factForm ADV
→ PEAK RETIREMENT PLANNING, INC.Registered adviserregistration: previous registration
Jan 9, 2025 to Jun 16, 2025factForm ADV
→ FACETRegistered adviserregistration: previous registration
Sep 23, 2018 to Jan 6, 2025factForm ADV
→ LIBERTAS WEALTH MANAGEMENT GROUP, INC.Registered adviserregistration: previous registration
Feb 13, 2014 to Mar 14, 2017factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
Andrew Houston Barton left Peak Retirement Planning, Inc. for Boldin Advisors (registered 2025-04-29)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Andrew Houston Barton left Facet for Peak Retirement Planning, Inc. (registered 2025-01-09)
Form ADVobserved 4 days ago