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C••• A•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C••• A•••• D•••••••

Advisor at B•••••••• F•••••••• M••••••••• I••

Frisco, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:b149199c-8073-c7c5-672b-1ec78d554dec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• F•••••••• M••••••••• I••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• F•••••••• M••••••••• I••	Other adviser	May 4, 2011	n/a	yes	Frisco, TX\|NEW YORK, NY	Current employment
I•••••• A•••••••• I•••	Asset manager	Jan 1, 2010	Apr 29, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	B•••••••• F•••••••• M••••••••• I••	Apr 29, 2011	May 4, 2011	5	Firm change	Other
I•••••• A•• P•••••• A•••• M••••••••• I•••	I•••••• A•••••••• I•••	Jan 1, 2010

Relationships

Registered with (3)

→ B•••••••• F•••••••• M••••••••• I••Registered adviserregistration: current employment
May 4, 2011 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Apr 29, 2011factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2005 to Jan 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b149199c-8073-c7c5-672b-1ec78d554dec
First observed: Aug 8, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.