DFX Intelligence

J••• D•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

J••• D•••• Y••••

Advisor at S•••••• W••••• P•••••••• L••

New Braunfels, TX

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Search this name across graphsid dfx:ria:b14cad48-b109-c904-1eee-824b6377cb5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jul 24, 2023	n/a	yes	New Braunfels, TX	Current employment
S•••••• W••••• A••••••• L••	Independent wealth	Feb 5, 2021	Jul 1, 2024	no	NEW BRAUNFELS, TX\|New Braunfels, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• A••••••• L••	S•••••• W••••• P•••••••• L••	Jul 1, 2024	Jul 24, 2023	-343	Firm change after gap	RIA to ibd
W•••• F•••• A•••••••	S•••••• W••••• A••••••• L••	Feb 12, 2021	Feb 5, 2021

Relationships

Registered with (4)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jul 24, 2023 to presentfactForm ADV
→ S•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 5, 2021 to Jul 1, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 12, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b14cad48-b109-c904-1eee-824b6377cb5f
First observed: Sep 1, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.