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RIA / WealthAdvisor10 years in industry

Thomas Elvin Bass

Advisor at ONESEVEN

BEACHWOOD, OH | Richmond, TX

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Search this name across graphsid dfx:ria:b14cbbbb-7299-c676-09ef-256dbc268834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONESEVEN
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 6, 2017
First registration: Jul 24, 2017
Dual registered: no
Other names: Thomas Bass
IAPD individual key: 6753899

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Oneseven	Independent wealth	Jul 23, 2024	n/a	yes	Richmond, TX\|BEACHWOOD, OH	Current employment
GLOBAL ASSET MANAGEMENT GROUP	n/a	Aug 19, 2021	Mar 12, 2024	no	WINTER SPRINGS, FL	Previous registration
SUPREME ALLIANCE LLC	Independent wealth	Jun 5, 2018	May 5, 2021	no	Las Vegas, NV\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 24, 2017	May 21, 2018	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL ASSET MANAGEMENT GROUP	Oneseven	Mar 12, 2024	Jul 23, 2024	133	Firm change	Other
SUPREME ALLIANCE LLC	GLOBAL ASSET MANAGEMENT GROUP	May 5, 2021	Aug 19, 2021	106	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	SUPREME ALLIANCE LLC	May 21, 2018	Jun 5, 2018	15	Firm change	Other

Relationships

Registered with (4)

→ ONESEVENRegistered adviserregistration: current employment
Jul 23, 2024 to presentfactForm ADV
→ GLOBAL ASSET MANAGEMENT GROUPRegistered adviserregistration: previous registration
Aug 19, 2021 to Mar 12, 2024factForm ADV
→ SUPREME ALLIANCE LLCRegistered adviserregistration: previous registration
Jun 5, 2018 to May 5, 2021factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 24, 2017 to May 21, 2018factForm ADV

Dated events

Occurred
Mar 12, 2024
Advisor changed firm
Thomas Elvin Bass left Global Asset Management Group for Oneseven (registered 2024-07-23)
Form ADVobserved 5 days ago