DFX Intelligence

S•••• E•••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S•••• E•••••••• N•••••

Advisor at B•• P•••••••• L••

NEW YORK, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:b14db320-f995-441b-4353-388248310c6c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Mar 12, 1999 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

S•••• E•••••••• N•••••

Real estate principal · key crd individual, shared individual crd

Private Equityidentity

S•••• E•••••••• N•••••

Private equity principal · key crd individual, shared individual crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 7, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• L••	Independent wealth	Mar 12, 2019	n/a	yes	CHICAGO, IL\|NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2008	May 15, 2012	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	B•• P•••••••• L••	May 15, 2012	Mar 12, 2019	2,492	Firm change after gap	Wirehouse to RIA
J••• M••••• S••••••••• I•••	J••• M••••• S••••••••• L••	Oct 1, 2008	Oct 1, 2008

Relationships

Registered with (4)

→ B•• P•••••••• L••Registered adviserregistration: current employment
Mar 12, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b14db320-f995-441b-4353-388248310c6c
First observed: Mar 12, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.